Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Leo Charles Wagner III1st Financial LLCBrokersXpress LLC11-18-2011
David Glenn Pittinos1st Global Capital Corp.Wells Fargo Clearing Services, LLC06-26-2009
Robert Clifford Parrish21st Century Investing Advisors CorpCetera Financial Specialists LLC03-11-2011
Laura Hillary MattiaA New Approach Financial PlanningBaron Financial Group LLC02-09-2016
Martin WeissA.G.P. / Alliance Global PartnersNational Securities Corporation$2504-16-2019
Kyle Grannan JonesA.G.P. / Alliance Global PartnersEdward Jones08-08-2014
Bharadwaj Venkata Sesha NippaniAboveRock LLCBrokersXpress LLC03-25-2009
Rena Kay BreedingAbundant Capital Strategies LLCColumbia Benefits, LLC06-07-2016
Aldo Nestor MarchenaAchieve Capital, LLCNortheast Securities, Inc.07-18-2014
Mauricio RubioActinver Wealth Management, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-12-2017
Tripp Crawford HaleActive Investment Management, LLCEdward Jones07-01-2009
Anthony Joseph LabrakeAdam Financial Associates IncCommonwealth Financial Network03-27-2018
Parag Mahesh AdhyaruAdhyaru Asset Management, LLCA.G.P. / Alliance Global Partners10-08-2010
Christopher Joseph McfaddenAdirondack Trading Group LLCBrookstone Securities, Inc.06-29-2012
Soren Thomas ChristensenAdvanced Wealth Asset Management LLCG.F. Investment Services, LLC08-23-2017
Antonio Pedro GomesAdvanced Wealth ManagementInvestors Capital Corp.08-16-2016
John Patrick DonovanAdvisorPlanner, LLCThe Jeffrey Matthews Financial Group, L.L.C.03-09-2016
David Ferri, Michael McDonaldAegis CapitalJHS Capital Advisors$6002-04-2011
Omar J. Garcia RiveraAegis Capital Corp.UBS Financial Services Incorporated of Puerto Rico06-29-2017
Felix Rafael FuertesAegis Capital Corp.Northeast Securities, Inc.$8404-21-2017
John Kenneth PritchardAegis Capital Corp.Janney Montgomery Scott LLC$15012-05-2016
FRANCIS XAVIER SCHIAVETTIAegis Capital Corp.Citigroup Global Markets Inc.03-04-2016
MARIZEL SCHIAVETTIAegis Capital Corp.UBS Financial Services Inc.03-04-2016
Brendan Smith IlerAegis Capital Corp.Raymond James & Associates, Inc.12-24-2015
James Samuel KaufmanAegis Capital Corp.Raymond James & Associates, Inc.12-22-2015
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Showing 1 to 25 of 10,851 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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