Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ron Yosef Eisner1818 Private Client Group, LLCLeumi Investment Services Inc.07-25-2019
Leo Charles Wagner III1st Financial LLCBrokersXpress LLC11-18-2011
Robert Clifford Parrish21st Century Investing Advisors CorpCetera Financial Specialists LLC03-11-2011
Raymond Anthony Asmar Jr.A.G.P. / Alliance Global PartnersSummit Financial Group Inc$2508-16-2019
Lance Mitchell KlugerA.G.P. / Alliance Global PartnersSummit Financial Group Inc$1008-16-2019
Raymond Anthony Asmar Jr.A.G.P. / Alliance Global PartnersSummit Financial Group Inc$2508-16-2019
Lance Mitchell KlugerA.G.P. / Alliance Global PartnersSummit Financial Group Inc$1008-16-2019
Ben D David DembinA.G.P. / Alliance Global PartnersMorgan Stanley$5405-15-2019
Rodolfo Andres SalgadoA.G.P. / Alliance Global PartnersNational Securities Corporation02-06-2019
Jean-Matthieu JosseA.G.P. / Alliance Global PartnersAegis Capital Corp.11-02-2018
Kyle JonesA.G.P. / Alliance Global PartnersEdward Jones08-08-2014
Bharadwaj Venkata Sesha NippaniAboveRock LLCBrokersXpress LLC03-25-2009
Rena Kay BreedingAbundant Capital Strategies LLCColumbia Benefits, LLC06-07-2016
Mauricio RubioActinver Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-06-2016
Anthony Joseph LabrakeAdam Financial Associates IncCommonwealth Financial Network03-27-2018
Soren Thomas ChristensenAdvanced Wealth Asset Management LLCG.F. Investment Services, LLC08-23-2017
Antonio Pedro GomesAdvanced Wealth ManagementInvestors Capital Corp.08-16-2016
John Patrick DonovanAdvisorPlanner, LLCThe Jeffrey Matthews Financial Group, L.L.C.03-09-2016
David Ferri, Michael McDonaldAegis CapitalJHS Capital Advisors$6002-04-2011
Fabio Lazaro FilgueirasAegis Capital Corp.Citigroup Global Markets Inc.12-03-2018
Felix Rafael FuertesAegis Capital Corp.Northeast Securities, Inc.$8404-21-2017
John Kenneth PritchardAegis Capital Corp.Janney Montgomery Scott LLC$15012-05-2016
James Samuel KaufmanAegis Capital Corp.Raymond James & Associates, Inc.12-22-2015
James A. GouldAegis Capital Corp.Raymond James & Associates, Inc.12-21-2015
Casey R MillerAegis Capital Corp.Raymond James & Associates, Inc.12-08-2015
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Showing 1 to 25 of 8,423 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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