Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas W. Balcom1650 Wealth Management, LLC1650 Wealth Management, LLC04-15-2011
Leo Charles Wagner III1st Financial LLCBrokersXpress LLC$1011-18-2011
Johnny Kenneth Bryant1st Global Capital Corp.Trustee Empowerment & Protection, Inc.06-11-2018
David Glenn Pittinos1st Global Capital Corp.Wells Fargo Clearing Services, LLC06-26-2009
Robert Clifford Parrish21st Century Investing Advisors CorpCetera Financial Specialists LLC03-11-2011
Roy Edward Kelsey Jr.401k GenerationSkyView Wealth Management, LLC03-08-2018
Barry Albert MillsA.G.P / Alliance Global PartnersAegis Capital Corp.01-21-2020
David Elliott HermanA.G.P / Alliance Global PartnersAegis Capital Corp.$10001-02-2020
Sanford Elliot SteinbergA.G.P / Alliance Global PartnersAegis Capital Corp.$5010-04-2019
Raymond Anthony Asmar Jr.A.G.P / Alliance Global PartnersSummit Brokerage Services, Inc.$2508-16-2019
Lance Mitchell KlugerA.G.P / Alliance Global PartnersSummit Brokerage Services, Inc.$1008-16-2019
Ben D David DembinA.G.P / Alliance Global PartnersMorgan Stanley$5405-15-2019
Martin WeissA.G.P / Alliance Global PartnersNational Securities Corporation$2504-16-2019
Rodolfo Andres SalgadoA.G.P / Alliance Global PartnersNational Securities Corporation02-06-2019
Gregory CharlotA.G.P / Alliance Global PartnersForesters Financial Services, Inc.02-05-2019
Matthew Brian GrosjeanA.G.P / Alliance Global PartnersForesters Financial Services, Inc.02-05-2019
Bernardo PenaA.G.P / Alliance Global PartnersAegis Capital Corp.01-28-2019
Jean-Matthieu JosseA.G.P / Alliance Global PartnersAegis Capital Corp.11-02-2018
Kyle JonesA.G.P / Alliance Global PartnersEdward Jones08-08-2014
Bharadwaj Venkata Sesha NippaniAboveRock LLCBrokersXpress LLC03-25-2009
Rena Kay BreedingAbundant Capital Strategies LLCColumbia Benefits, LLC06-07-2016
Elizabeth Cameron BertelsenAccurate Wealth Management, LLCIntervest International Equities Corporation09-04-2019
Trevor Taliaferro TaylorAccurate Wealth Management, LLCIntervest International Equities Corporation09-04-2019
Gregg Arthur GuintaAccurate Wealth Management, LLCInterVest International, Inc.07-12-2019
Aldo Nestor MarchenaAchieve Capital, LLCNortheast Securities, Inc.07-18-2014
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Showing 1 to 25 of 14,520 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.