Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Ron Yosef Eisner | 1818 Private Client Group, LLC | Leumi Investment Services Inc. | — | 07-25-2019 |
| Leo Charles Wagner III | 1st Financial LLC | BrokersXpress LLC | — | 11-18-2011 |
| Robert Clifford Parrish | 21st Century Investing Advisors Corp | Cetera Financial Specialists LLC | — | 03-11-2011 |
| Raymond Anthony Asmar Jr. | A.G.P. / Alliance Global Partners | Summit Financial Group Inc | $25 | 08-16-2019 |
| Lance Mitchell Kluger | A.G.P. / Alliance Global Partners | Summit Financial Group Inc | $10 | 08-16-2019 |
| Raymond Anthony Asmar Jr. | A.G.P. / Alliance Global Partners | Summit Financial Group Inc | $25 | 08-16-2019 |
| Lance Mitchell Kluger | A.G.P. / Alliance Global Partners | Summit Financial Group Inc | $10 | 08-16-2019 |
| Raymond Anthony Asmar Jr. | A.G.P. / Alliance Global Partners | Summit Financial Group Inc | $25 | 08-16-2019 |
| Lance Mitchell Kluger | A.G.P. / Alliance Global Partners | Summit Financial Group Inc | $10 | 08-16-2019 |
| Ben D David Dembin | A.G.P. / Alliance Global Partners | Morgan Stanley | $54 | 05-15-2019 |
| Rodolfo Andres Salgado | A.G.P. / Alliance Global Partners | National Securities Corporation | — | 02-06-2019 |
| Jean-Matthieu Josse | A.G.P. / Alliance Global Partners | Aegis Capital Corp. | — | 11-02-2018 |
| Kyle Jones | A.G.P. / Alliance Global Partners | Edward Jones | — | 08-08-2014 |
| Bharadwaj Venkata Sesha Nippani | AboveRock LLC | BrokersXpress LLC | — | 03-25-2009 |
| Rena Kay Breeding | Abundant Capital Strategies LLC | Columbia Benefits, LLC | — | 06-07-2016 |
| Mauricio Rubio | Actinver Securities, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 07-06-2016 |
| Anthony Joseph Labrake | Adam Financial Associates Inc | Commonwealth Financial Network | — | 03-27-2018 |
| Soren Thomas Christensen | Advanced Wealth Asset Management LLC | G.F. Investment Services, LLC | — | 08-23-2017 |
| Antonio Pedro Gomes | Advanced Wealth Management | Investors Capital Corp. | — | 08-16-2016 |
| John Patrick Donovan | AdvisorPlanner, LLC | The Jeffrey Matthews Financial Group, L.L.C. | — | 03-09-2016 |
| David Ferri, Michael McDonald | Aegis Capital | JHS Capital Advisors | $60 | 02-04-2011 |
| Fabio Lazaro Filgueiras | Aegis Capital Corp. | Citigroup Global Markets Inc. | — | 12-03-2018 |
| Felix Rafael Fuertes | Aegis Capital Corp. | Northeast Securities, Inc. | $84 | 04-21-2017 |
| John Kenneth Pritchard | Aegis Capital Corp. | Janney Montgomery Scott LLC | $150 | 12-05-2016 |
| James Samuel Kaufman | Aegis Capital Corp. | Raymond James & Associates, Inc. | — | 12-22-2015 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
