Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Martin KoomanRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.$15001-02-2009
Marciasue Schoolfield SpellmanRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
John Francis SchmidtMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$15001-02-2009
Andrew Robert FuhrmanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00001-02-2009
Luis Antonio EhlersMerrill Lynch, Pierce, Fenner & Smith IncorporatedUbs International Inc.01-02-2009
Raymond Dean PiccirilloPurshe Kaplan Sterling InvestmentsSecurities America, Inc.$10001-02-2009
Harry Karl FooteRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.$2501-02-2009
Hudson Berney Ragan IiiRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.$5001-02-2009
Kevin Patrick SullivanRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.$101-02-2009
John Anthony SellasNational Retirement Plan Services, Inc.Voya Financial Advisors, Inc.01-02-2009
David DarwishPurshe Kaplan Sterling InvestmentsSecurities America, Inc.$15001-02-2009
Ted Andrew ScharchUBS Financial Services Inc.Banc of America Investment Services, Inc.$10001-02-2009
John David SimeoneRaymond James Financial Services Advisors, IncWells Fargo Clearing Services, LLC$2501-02-2009
Stephen Carl SchrammPurshe Kaplan Sterling InvestmentsSecurities America, Inc.$1,00001-02-2009
Ryan H FurtwanglerPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
Steven Theodore SwindlerPurshe Kaplan Sterling InvestmentsSecurities America, Inc.$15001-02-2009
Todd Matthew WikeRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Martin Dennis Ian BarinagaJ. W. Cole Advisors, Inc.Cetera Investment Services LLC$5001-05-2009
Bruce Howard EisenbergWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-05-2009
Jean Belcher GaddNorthwestern Mutual Investment Services, LLCMetLife Securities Inc.01-05-2009
Paul E LowreyLPL Financial LLCEdward Jones01-05-2009
Christine Marie Quinones-SpurlingRaymond James Financial Services, Inc.Ubs International Inc.01-06-2009
Todd Glenn PollockStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5001-07-2009
Thomas Richard MahowskiWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$10001-08-2009
Nicholas Alfred Maurillo JrUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-09-2009
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Showing 1 to 25 of 8,394 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.