Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alfred Joseph EsproMorgan Stanley & Co. IncorporatedTransamerica Financial Advisors, Inc01-01-2009
Alisa Bachana JaffeMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Cameron Smith IIIMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Charles Laskey Minter Jr.Morgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Cynthia Anne KulleMutual Service CorporationSagePoint Financial, Inc.01-01-2009
David Wendell NewmanMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Dennis Michael RosaMorgan Stanley & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Elaine Hilda WeinbergMorgan Stanley & Co. IncorporatedUBS Financial Services Inc.01-01-2009
Forrest M FaroMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Jason Mathew ForstotWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC01-01-2009
Jeanne A SchneidermanMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Jonathan David SacksonMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Kent Alan AkinsMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Kyle Benjamin FaroMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Leonard Allan SchneidermanMorgan Stanley & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Maria Alejandra PetracchiniUbs International Inc.Citi International Financial Services LLC01-01-2009
Michael Francis RomagnoloUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-01-2009
Nelson Frederick FaroMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Richard Talbot Williams IIIMorgan Stanley & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Robert Echols Emerson Jr.Morgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Robert William HarvieMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Robin Michelle HamiltonMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Scott Lee RockwellMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Scott Paul StrochakMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Sean Gregory StevensonMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
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Showing 1 to 25 of 10,851 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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