Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ted Andrew ScharchUBS Financial Services Inc.Banc of America Investment Services, Inc.$15001-02-2009
Andrew Robert FuhrmanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10001-02-2009
Raymond Dean PiccirilloPurshe Kaplan Sterling InvestmentsSecurities America, Inc.$10001-02-2009
David DarwishPurshe Kaplan Sterling InvestmentsSecurities America, Inc.$1001-02-2009
Donald Owens Harrison Jr.Raymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Scott Alan SimmererRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Heather Edith StilesRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Timothy Charles LidiakRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Bradley James WarneckeRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Diane Lynne MalisonRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Garry Lee MichaelisRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Joseph Vance GranthamRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Ellen Joan FentenRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Clem Cabell Wilkes Jr.Raymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Jeffrey John JacobsenRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
John Carlton ClemensRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Karen Kathleen McIntyreRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
David Timothy MalleckRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Paul Fletcher Burdett Jr.Raymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Darrell William WrightRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Barbara Carol CoffeyRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Thomas David ParkhurstRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Joseph Gale ThomasRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Gerald Garth HolmanRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Robert Howard DulingRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
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Showing 1 to 25 of 8,423 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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