Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
A Mason RascherLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2012
Aaron Christopher KilbrideNorthwestern Mutual Investment Services, LLCVALIC Financial Advisors, Inc.09-08-2009
Aaron Demetrius PolkJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC11-14-2016
Aaron Fay ShroyerJ.W. Cole Financial, Inc.Allen & Company of Florida, Inc.$2509-14-2015
Aaron Jason WernerRaymond James & Associates, Inc.Stonnington Group, LLC$10006-30-2010
Aaron Jay WeinstockINVEST Financial CorporationCUNA Brokerage Services, Inc.01-20-2012
Aaron Lee GilmanLPL Financial LLCValMark Securities, Inc.$1,00005-17-2011
Aaron Michael CheesmanLincoln InvestmentSignator Investors, Inc.$1903-11-2016
Aaron Michael KnollInternational Assets Advisory, LLCFirst Brokerage America, LLC$107-27-2012
Aaron N DeimlingLPL Financial LLCFinancial Telesis Inc09-15-2014
Aaron P WhiteMorgan Stanley & Co. LLCUBS Financial Services Inc.05-01-2009
Aaron Paul KaiserLPL Financial LLCEdward Jones06-17-2016
Aaron Paul LeopoldHancock Whitney Investment Services Inc.Park Avenue Securities LLC07-09-2012
Aaron Ray HarrisRaymond James & Associates, Inc.Northwestern Mutual Investment Services, LLC02-15-2018
Aaron Robert ParthemerWells Fargo Clearing Services, LLCMorgan Stanley10-21-2011
Aaron Russel ServaisPNC InvestmentsBMO Harris Financial Advisors, Inc.10-07-2015
Aaron Samuel HermanKovack Securities Inc.Capital Guardian, LLC$10005-02-2014
Aaron Samuel HermanCapital Guardian, LLCRaymond James Financial Services, Inc.05-04-2009
Aaron Sean FingerhutStrategic Advisers LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2014
Aaron Walter NiecCambridge Investment Research, Inc.SagePoint Financial, Inc.$2508-05-2009
Abbey H GladstoneMorgan StanleyBarclays Capital Inc.$105-30-2012
Abby S DungeyMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities09-13-2010
Abelardo Marcos HernandezCUSO Financial Services, L.P.INVEST Financial Corporation01-22-2016
Abelardo Marcos HernandezINVEST Financial CorporationCUSO Financial Services, L.P.09-01-2015
Abelardo Marcos HernandezCUSO Financial Services, L.P.VALIC Financial Advisors, Inc.06-18-2014
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Showing 1 to 25 of 10,851 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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