Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Kyle BlevinsSynovus Securities, Inc.Horace Mann Investors, Inc.03-18-2020
Aaron M MeadowFidelity Brokerage Services LLCEdward Jones05-06-2019
Aaron Michael CheesmanLincoln InvestmentSignator Investors, Inc.$1903-11-2016
Aaron Michael PierceUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2018
Aaron Mitchell LaranettoFidelity Brokerage Services LLCEquitable Advisors, LLC06-19-2020
Aaron Paul KaiserLPL Financial LLCEdward Jones06-17-2016
Aaron S PaulProEquities, Inc.Waddell & Reed08-25-2016
Aaron Samuel HermanKovack Securities Inc.Capital Guardian, LLC05-02-2014
Aaron Walter NiecJMG Financial Group LtdCambridge Investment Research, Inc.10-07-2019
Abbey AjayiMML Investors Services, LLCWells Fargo Advisors Financial Network, LLC$5010-03-2017
Abbey H GladstoneMorgan StanleyBarclays Capital Inc.05-30-2012
Abel MolinaLPL Financial LLCEquitable Advisors, LLC10-09-2019
Abigail Allison LinnAmeriprise Financial Services, LLCWells Fargo Advisors Financial Network, LLC$2507-10-2017
Abigail X TanRaymond James & Associates, Inc.Crestone Securities LLC02-27-2020
Abraham ChehebarMorgan StanleyUBS Financial Services Inc.03-31-2016
Abraham Paul HorowitzJanney Montgomery Scott LLCMorgan Stanley$5003-09-2020
Achilles KontoyiannisMorgan StanleyUBS Financial Services Inc.09-25-2020
Adalberto Ricardo MauliniMorgan StanleyHSBC Securities (USA) Inc.08-23-2013
Adam Blake BanksFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC05-31-2019
Adam C HouseTIAA-CREF Individual & Institutional Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-12-2014
Adam C RothsteinBB&T Securities, LLCMorgan Stanley03-24-2016
Adam C TaylorMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-06-2018
Adam Craig GoodmanStoever, Glass & Company Inc.Herbert J. Sims & Co, Inc.$5001-09-2018
Adam D ParksCambridge Investment Research, Inc.First Command Brokerage Services, Inc.$2509-18-2015
Adam D PiattMorgan StanleyUBS Financial Services Inc.$5004-29-2015
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Showing 1 to 25 of 8,394 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.