Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Fay ShroyerJ.W. Cole Financial, Inc.Allen & Company of Florida, Inc.09-14-2015
Aaron Jason WernerRaymond James & Associates, Inc.Stonnington Group, LLC$15006-30-2010
Aaron Jay WeinstockLPL Financial LLCINVEST Financial Corporation$2502-14-2018
Aaron Joseph WinerMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Aaron Michael CheesmanLincoln InvestmentSignator Investors, Inc.$1903-11-2016
Aaron Michael KnollInternational Assets Advisory, LLCFirst Brokerage America, LLC07-27-2012
Aaron Michael SchmitRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Aaron Paul KaiserLPL Financial LLCEdward Jones06-17-2016
Aaron Paul LeopoldLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Aaron Ray HarrisRaymond James & Associates, Inc.Northwestern Mutual Investment Services, LLC02-15-2018
Aaron Samuel HermanKovack Securities Inc.Capital Guardian, LLC$10005-02-2014
Aaron Walter NiecJMG Financial Group LtdCambridge Investment Research, Inc.10-07-2019
Aaron Walter NiecCambridge Investment Research, Inc.Payant Wealth Management Group08-05-2009
Aaron WhiteMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Abbey AjayiMML Investors Services, LLCWells Fargo Advisors Financial Network, LLC10-03-2017
Abbey H GladstoneMorgan StanleyBarclays Capital Inc.05-30-2012
Abel MolinaLPL Financial LLCAXA Advisors, LLC10-09-2019
Abhishek PrasadLiberty Partners Financial Services, LLCNSM Securities, Inc.01-23-2014
Abigail Allison LinnAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC07-10-2017
Abraham ChehebarMorgan StanleyUBS Financial Services Inc.03-31-2016
Abraham Paul HorowitzMorgan StanleyRaymond James & Associates, Inc.01-28-2011
Acisclo F. FernandezJ.P. Morgan Securities LLCAXA Advisors, LLC03-09-2016
Adalberto Ricardo Maulini, Joseph Julian ToranoMorgan StanleyHSBC Securities (USA) Inc.08-23-2013
Adam C. RothsteinBB&T Securities, LLCMorgan Stanley03-24-2016
Adam CarlinMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
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Showing 1 to 25 of 8,483 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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