Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
German Ricardo MoraIntercam Securities, Inc.Mora Wealth Management LLC06-28-2019
Angel SimpsonGWN Securities Inc.AXA Advisors, LLC06-27-2019
Jonathan AntunesCitigroup Global Markets Inc.J.P. Morgan Securities LLC06-25-2019
Jessica Laura WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedBofA Securities, Inc.06-24-2019
Frank Thomas LacostaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-13-2019
Evian Amaro CruzCambridge Investment Research, Inc.PFS Investments Inc.06-05-2019
Kathryn Annette OswaldVoya Financial Advisors, Inc.Transamerica Retirement Advisors, LLC05-29-2019
Ginamarie SchembreRaymond James & Associates, Inc.Janney Montgomery Scott LLC05-28-2019
Charles Hamilton Woodward IVIFP Securities, LLCLPL Financial LLC05-25-2019
Ginamarie SchembreRaymond James & Associates, Inc.Janney Montgomery Scott LLC05-22-2019
Joseph BasileMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-10-2019
Alfonso Roberto TangherliniCitigroup Global Markets Inc.Cetera Investment Advisers LLC05-06-2019
Maria A. HebditchMora WM SecuritiesSantander Securities LLC05-03-2019
Brian David BradberrySunTrust Investment Services, Inc.Morgan Stanley05-01-2019
Klaus Dieter MiodovCalton & Associates, Inc.Capital Financial Services, Inc.05-01-2019
Austin Robert MurphyLPL Financial LLCSuntrust Investment Services, Inc.05-01-2019
Gary Stephen HuselHighTower Securities, LLCTD Ameritrade Investment Management, LLC04-24-2019
Carlos O. Saitcevsky GuerreroIntercam Securities, Inc.Wells Fargo Clearing Services, LLC04-22-2019
Ryan M. SchackStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2019
Mahesh RoopnarineJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-09-2019
Esther Kuznetz HaltThe Investment Center, Inc.International Assets Advisory, LLC03-21-2019
Justin Mckenzie CallenderMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-15-2019
Travis Scott JenningsFinance CapeDempsey Lord Smith, LLC03-14-2019
Kyle KnoppPlanMember Securities CorporationLincoln Investment03-08-2019
Yanette SullivanSunTrust Investment Services, Inc.J.P. Morgan Securities LLC03-06-2019
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Showing 1 to 25 of 10,851 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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