Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Julio Castro Michael Cozene Arthur NodererEvercore Wealth ManagementSunTrust Investment Services, Inc.04-07-2014
Paul AdamsEquitable Advisors, LLCBB&T Securities, LLC03-17-2020
Eric M BehrMorgan StanleyDeutsche Bank Securities Inc.04-18-2013
Roy Apple Anthony Rizzo Jeremy Schneider Kevin GaiJPMorgan Chase & Co.Deutsche Bank Securities Inc.06-13-2014
Matthew Kutcher Bryan DeFrancesJPMorgan Chase & Co.Credit Suisse Securities (USA) LLC03-25-2014
Stephen Steve SullivanRaymond James & Associates, Inc.UBS Financial Services Inc.06-01-2020
Tom Bedor Laren BedorBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC01-17-2014
Gordon Kellam Steven CereBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2013
Nicholas T Barlotta Jr Daniel R Cauley Nicholas T Barlotta IIIBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC05-06-2013
James P Luttrell Jr Matthew J Dahlman Thomas A LuttrellBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC05-06-2013
Betsy Dickson Dawn DicksonBenjamin F. Edwards & Company, Inc.UBS Financial Services Inc.02-11-2013
John HarrisBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC01-17-2012
Malissa Libby Romack Kathleen DuncanBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC09-22-2011
Dante NeyraMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2014
Daniel J RodriguezMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-12-2013
Elyssa KupferbergBarclays Capital Inc.MBSC Securities09-03-2013
Barry Snyder Jorge AlfonsoSnowden Lane PartnersContinental Bank, Glenwick Capital, LLC09-09-2019
Jill Macho PodehlMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-09-2020
Julius PappasLPL Financial LLCMML Investors Services, LLC10-06-2020
Cody Daniel KoleticFacet Wealth, IncAtlantic Wealth Partners, LLC10-05-2020
Ralph Terry PlattRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC10-01-2020
Michelle J Marcus CrossAllegiant Private Advisors, LLCCommonwealth Financial Network10-01-2020
David M SimonMorgan StanleyUBS Financial Services Inc.09-30-2020
Paul BomwellMorgan StanleyUBS Financial Services Inc.09-30-2020
Michael S HayesFH Financial Planning ServicesRoyal Alliance Associates, Inc.09-30-2020
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Showing 1 to 25 of 8,394 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.