Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard L CassidyHancock Whitney Investment Services Inc.Cetera Investment Advisers LLC11-21-2019
Kimberly Elaine SaundersGWN Securities Inc.Voya Financial Advisors, Inc.11-20-2019
Harry Robert BayardLPL Financial LLCCetera Advisor Networks LLC11-19-2019
Lori Rae TaylorCalton & Associates, Inc.AXA Advisors, LLC11-08-2019
Ernest Fulton Cave IIIAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC11-08-2019
Maurice A. JacksonRaymond James & Associates, Inc.Investment Management & Research, Inc11-07-2019
Richard Peter RibekOppenheimer & Co. Inc.Raymond James Financial Services Advisors, Inc11-06-2019
Thomas George HolligerIFP Securities, LLCFidelity Personal And Workplace Advisors11-05-2019
Robert Gerald FreemanSigma Financial CorporationParkland Securities, LLC11-01-2019
Javier SantanaSynovus Securities, Inc.BB&T Securities, LLC10-28-2019
Rachel Elizabeth RathRaymond James Financial Services, Inc.Charles Schwab & Co., Inc.10-28-2019
Christopher Allen KrogerSynovus Securities, Inc.LPLFinancial LLC10-28-2019
David Ta-Wai YuIFP Securities, LLCKovack Securities Inc.10-25-2019
Michael Scott PinkansPruco Securities, LLC.Voya Financial Advisors, Inc.10-25-2019
Tripp Crawford HaleHale & Doerr Wealth Management LLCAvantax Investment Services, Inc.10-23-2019
Miguel Alejandro AlvarezSynovus Securities, Inc.Morgan Stanley10-23-2019
Jason Michael PaceSynovus Securities, Inc.SunTrust Advisory Services, Inc.10-18-2019
Denise Jacqueline DesaulniersBCI Securities, Inc.Bulltick Wealth Management, LLC10-16-2019
Scott Lynn FredstromLPL Financial LLCFSC Securities Corporation10-16-2019
Julio GuemesAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-15-2019
Alan Paul NeeseKovack Securities Inc.Voya Financial Advisors, Inc.10-14-2019
Thomas Brandel EldridgeParkland Securities, LLCRoyal Alliance Associates, Inc.10-11-2019
Jay Steven SalamoneInternational Assets Advisory, LLCG. A. Repple & Company10-10-2019
Jay Steven SalamoneInternational Assets Advisory, LLCG. A. Repple & Company10-10-2019
Justin Thomas KenneyInternational Assets Advisory, LLCPrimary Capital, LLC10-10-2019
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Showing 1 to 25 of 8,489 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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