Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Miller, Tony HurtSecurities America, Inc., Inc.Questar Capital Corporation$113,287,92202-08-2019
Sanjan DhodyRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$9,00009-06-2016
Robert Townsend EdwardsWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$2,50011-16-2018
Don d'Adesky, W. Kristopher Lemke, Matthew Cicero, Jose Cabrera Sr., Kevin Gourrier, Ryan WeberRaymond JamesMorgan Stanley$2,40005-29-2015
Joseph Nicholas CantoreRoyal Alliance Associates, Inc.Signator Investors, Inc.$2,00011-02-2018
Pam Mcgarity DoughtyAmeriprise Financial Services, Inc.SII Investments, Inc.$2,00011-17-2017
Christopher HillWells Fargo AdvisorsJPMorgan Chase & Co.$2,00009-03-2015
Gary Patrick HummelRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1,50008-04-2017
Marcelo Poliak, Pablo Gherardi, Guillermo Guerra, Nicholas CoubroughJefferiesWells Fargo Advisors$1,50005-05-2017
Kenneth G. InghamLPL Financial LLCSentinel Securities, Inc.$1,50003-01-2013
Steven Wagner, Michael Wagner, Ivan Hernandez, Diana Torre, Cherie CohenDynasty Financial PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,40009-08-2015
Kurt SylviaJPMorgan Chase & Co.UBS Financial Services Inc. Inc.$1,20011-30-2017
Kurt F SylviaJ.P. Morgan Securities LLCUBS Financial Services Inc.$1,02011-30-2017
Scott Reynolds NickersonLPL Financial LLCRaymond James Financial Services Advisors, Inc$1,00011-14-2019
Sean Patrick QuinnInternational Assets Advisory, LLCMorgan Stanley$1,00009-23-2019
John Edward Farren Jr.Wells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00009-20-2019
Christina Alexandria KarasStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00007-12-2019
Girish P. NavareMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1,00007-05-2019
Felipe Juan Antonio ColonLPL Financial LLCWells Fargo Clearing Services, LLC$1,00006-27-2019
Tonya Delora KropoffSynovus Securities, Inc.SunTrust Investment Services, Inc.$1,00006-14-2019
Jon David PellecchiaIFP Securities, LLCLPL Financial LLC$1,00005-23-2019
Scott Anthony LanzaIFP Securities, LLCLPL Financial LLC$1,00005-22-2019
Richard RichmondIFP Securities, LLCLPL Financial LLC$1,00005-22-2019
Geoffrey Martin GreenfieldPruco Securities, LLC.Wells Fargo Clearing Services, LLC$1,00003-20-2019
Roberto RosaJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1,00003-05-2019
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Showing 1 to 25 of 8,489 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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