Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shawn Anthony WaltonLPL Financial LLCCambridge Investment Research, Inc.$2501-31-2020
Deborah Sue HawksworthLPL Financial LLCEdward Jones01-31-2020
William John ButcherCadaret, Grant & Co., Inc.Edward Jones01-31-2020
Adam Lee VilaCambridge Investment Research, Inc.Cambridge Investment Research, Inc.01-31-2020
Larry Eugene FosterEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-31-2020
Mari Baumgarten AdamMercer Global Advisors Inc.ADAM FINANCIAL ASSOCIATES INC01-31-2020
Andrew James WynterFidelity Brokerage Services LLCLPL Financial LLC01-30-2020
Gary Scott SmithUnited Planners' Financial Services of America A Limited PartnerAvantax Investment Services, Inc.01-30-2020
Timothy Joseph GuaraldiGWN Securities Inc.Nationwide Securities, LLC01-30-2020
Josue LeonNorthwestern Mutual Investment Services, LLCNYLIFE Securities LLC01-30-2020
Beverly Patrick WhitmanHighland Investment Advisors LLCAvantax Investment Services, Inc.01-30-2020
Max Clifton Perkins JrFirst Command Financial Planning, Inc.Edward Jones01-29-2020
Gary J. HainesSupreme Alliance LLCPruco Securities, LLC.01-29-2020
Rene Hernandez Jr.CUNA Brokerage Services, Inc.Allstate Financial Services, LLC$10001-28-2020
Leslie Michaela BavaroAmerant Investments, Inc.Citigroup Global Markets Inc.01-28-2020
David Alan LorberNewbridge Securities CorporationPruco Securities, LLC.01-28-2020
Melanie L. LoPFS Investments Inc.PFS Investments Inc.01-28-2020
Yetzabeth Maria AlvarezPFS Investments Inc.PFS Investments Inc.01-28-2020
Marc R. AngleFieldpoint Private Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-28-2020
Sharon Rayna ShearMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC01-28-2020
April E. LambMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-28-2020
Laurent Lorenzo WilliamsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-27-2020
James Edward MartinBBVA Securities Inc.Lincoln Financial Advisors Corporation$2501-27-2020
Francis Joseph VeltenAmeriprise Financial Services, LLCIndependent Financial Group, LLC$15001-27-2020
Richard Manuel VeltenAmeriprise Financial Services, LLCIndependent Financial Group, LLC01-27-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.