Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jamie Beth ZinkhanHD Vest Investment ServicesRobert W. Baird & Co. Incorporated$111-12-2018
Jeff Wayne ThorsenIndependent Advisor Alliance, LLCIndependent Financial Partners11-12-2018
Juan Carlos MayolMorgan StanleyUBS Financial Services Inc.11-12-2018
Susu CheungMorgan StanleyUBS Financial Services Inc.$2511-12-2018
David Lee KoppLPL Financial LLCWells Fargo Advisors Financial Network, LLC$5011-08-2018
Melissa Ann BarnesWells Fargo Clearing Services, LLCPNC Investments$15011-08-2018
Roxanne Renee Natale-VanblarcomJ.P. Morgan Securities LLCRaymond James & Associates, Inc.11-08-2018
Brad MolineuxLPL Financial LLCPNC Investments$15011-07-2018
Christopher David CareyInternational Assets Advisory, LLCPNC Investments11-07-2018
Jeffrey Andrew BowenCalton & Associates, Inc.Signator Investors, Inc.11-07-2018
John David ToliuszisMoney Concepts Capital CorpFSC Securities Corporation$111-07-2018
Marlin Jacobie McnairSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$111-06-2018
Joseph M Dittoe Jr.International Assets Advisory, LLCPNC Investments$111-05-2018
Martin Lewis WaldmanOppenheimer & Co. Inc.Raymond James & Associates, Inc.$111-02-2018
Bryson Tyler MacchioneCalton & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2511-01-2018
Edmund Kevin BuellCetera Financial Specialists LLCTransamerica Financial Advisors, Inc11-01-2018
Karen Michelle VittAmeriprise Financial Services, Inc.TD Ameritrade Investment Management, LLC11-01-2018
Louis Frederick Smith IIICambridge Investment Research, Inc.Lincoln Financial Securities Corporation$111-01-2018
Dan LongStifel Nicolaus & Co.UBS Financial Services$5511-01-2018
Christopher Joseph BuccheriStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-31-2018
Lindell Garfield DouglasKovack Securities Inc.J.W. Cole Financial, Inc.$110-31-2018
Mark Andrew TudorCollaborative WealthRaymond James Financial Services, Inc.10-31-2018
Patricia Marie NortonNorthwestern Mutual Investment Services, LLCVALIC Financial Advisors, Inc.10-31-2018
Sean GerlinEnvision Financial Services & Asset ManagementPruco Securities, LLC.10-31-2018
Ermelinta CapozziSunTrust Investment Services, Inc.PFS Investments Inc.10-30-2018
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Showing 251 to 275 of 10,851 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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