Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jennifer Rachel PasterczykLPL Financial LLCFidelity Personal and Workplace Advisors$2510-30-2018
Ryan Paul O' LearyInternational Assets Advisory, LLCSandy Morris Financial & Estate Planning Services, LLC$110-30-2018
Andres Benjamin SchumacherSynovus Securities, Inc.Wells Fargo Clearing Services, LLC10-29-2018
Dale Cebert, Chad Noble, Mark Dickerson, Alec Thomas, Scott Maxwell and Keriann MitchellAmeriprise FinancialFSC Securities$44410-29-2018
James Penn Putten Van VinkH. Beck, Inc.Waddell & Reed$5010-26-2018
Kenneth Wesley MorrisonGWN Securities Inc.Foresters Equity Services, Inc.10-26-2018
Mark Alan DavySummit Brokerage Services, Inc.B. Riley Wealth Management$5010-26-2018
Robert Willis LesterH. Beck, Inc.Waddell & Reed$5010-26-2018
Erick Severin GustafsonTransamerica Financial Advisors, IncAllstate Financial Services, LLC$2510-25-2018
Jimmy GonzalezAnthem Advisors, LLCPerigon Wealth Management, LLC10-25-2018
Sean Justin CaplenNational Securities CorporationRaymond James & Associates, Inc.10-25-2018
Scott Michael PrietoRaymond James & Associates, Inc.Park Avenue Securities LLC10-24-2018
Ernest Angelo JohnstonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00010-23-2018
Francis Xavier SchiavettiStoever, Glass & Company Inc.Aegis Capital Corp.$15010-23-2018
Edward Joseph SchiaviInternational Assets Advisory, LLCSecurities America, Inc.$5010-22-2018
James Michael NotoIndependent Financial Group, LLCSummit Brokerage Services, Inc.$5010-22-2018
Robert WeissRaymond JamesMorgan Stanley Wealth Management$10010-19-2018
Graeme Edward JacksonLPL Financial LLCCetera Advisor Networks LLC10-19-2018
Robert Mark WeissRaymond James Financial Services, Inc.Morgan Stanley$7010-19-2018
Gordon Nearing, Pamela DallasRBC Wealth ManagementBank of America Merrill Lynch$23010-18-2018
Gordon Richard NearingRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-18-2018
Michael James KerriganSagePoint Financial, Inc.Madison Avenue Securities, LLC10-18-2018
Anthony Francisco PetiscoWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.$1010-17-2018
Gregory Haywood AdamsOptimist CapitalAmeritas Investment Corp.10-17-2018
Zacharry John WilsonMorgan StanleyT. Rowe Price Investment Services, Inc.10-17-2018
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Showing 276 to 300 of 10,851 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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