Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Stuart Smith IIFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-14-2020
William X. RandallSupreme Alliance LLCSecurities America, Inc.$701-14-2020
Gary Scott KicklighterSagePoint Financial, Inc.MWA Financial Services Inc.01-14-2020
Timothy Ray WetheringtonLPL Financial LLCCetera Advisors LLC01-13-2020
Travis RuaneInvestacorp, Inc.Principal Securities, Inc.01-13-2020
Jennifer Lillian BaseyStifel, Nicolaus & Company, IncorporatedEdward Jones01-13-2020
Lawrence E. CrouseAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-10-2020
James Edmond StilwellMoney Concepts Capital CorpNationwide Securities, LLC$2501-10-2020
William GreenProEquities, Inc.Bankers Life Securities, Inc.01-10-2020
John Richard FerulloGWN Securities Inc.Nationwide Securities, LLC01-10-2020
Ziad Juma Hassan-MohammedCapFinancial Securities, LLC.Raymond James Financial Services, Inc.01-10-2020
Andrew John ConstantinidesSinger Wealth Advisors Inc.WestPark Capital, Inc.01-10-2020
Christopher Dayton JonesMorgan StanleyWells Fargo Clearing Services, LLC01-10-2020
Jason David CrowLPL Financial LLCRaymond James & Associates, Inc.01-09-2020
Fritjof Konrad SteiGWN Securities Inc.Thrivent Investment Management Inc.01-09-2020
Roberto Santos NespereiraNorthwestern Mutual Investment Services, LLCNewbridge Securities Corporation01-09-2020
Elizabeth DelgadoPFS Investments Inc.PFS Investments Inc.01-09-2020
Edward Benjamin Posey IIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC01-09-2020
Linda M. ChristinaRaymond James Financial Services, Inc.IFP Securities, LLC01-08-2020
Jillian Drew KennedyRaymond James Financial Services, Inc.Thrivent Investment Management Inc.01-08-2020
Anthony Stephen GaborInternational Assets Advisory, LLCEmerson Equity LLC01-08-2020
James Richard McArdleHerbert J. Sims & Co, Inc.Oppenheimer & Co. Inc.01-08-2020
Robert Anthony BeargieAlphaStar Capital Management, LLCRaymond James Financial Services, Inc.01-08-2020
Michael Gordon BeckerMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.01-08-2020
Michael VargaCUNA Brokerage Services, Inc.Varga Investments Inc.01-07-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.