Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joyce- Charisse Aohoku LoudenGWN Securities Inc.PNC Investments10-10-2018
Stephen Paul FlorioCambridge Investment Research, Inc.Raymond James & Associates, Inc.10-10-2018
Arthur Richard LewisPruco Securities, LLC.Edward Jones$110-09-2018
Jesse M DionneMorgan StanleyT. Rowe Price Investment Services, Inc.10-09-2018
Mohammed SaidiFifth Third Securities, Inc.OneAmerica Securities, Inc.10-09-2018
Robert Roderick RodriguezMorgan StanleyDeutsche Bank Securities Inc.10-09-2018
Ortis Milfort PyronneauAllstate Financial Services, LLCJ.P. Morgan Securities LLC10-08-2018
Raymond Russell MckenneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedNewport Group Consulting, LLC10-08-2018
Rebecca Vaughn BromleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-08-2018
Shawn Edward BakerWells Fargo Clearing Services, LLCCetera Investment Services LLC10-08-2018
Sheryl Lavette LavetteWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-08-2018
Clyde Anthony JensenWoodstock Financial Group, Inc.Ameriprise Financial Services, Inc.$1010-05-2018
Jeffery Wilson MastersIndependent Advisor Alliance, LLCIndependent Financial Partners10-05-2018
Jeffrey James McavaddyAmerican Portfolios Financial Services, Inc.ProEquities, Inc.10-05-2018
Martha Ivette RodriguezMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-05-2018
Robert Francis ColoretAmeriprise Financial Services, Inc.Morgan Stanley$5410-05-2018
Wendell David MarshallLPL Financial LLCCadaret, Grant & Co., Inc.10-05-2018
Justin Barry NeighbourLPL Financial LLCPNC Investments10-04-2018
Charles Nathan MeeksMeeks Capital LLCCUSO Financial Services, L.P.10-03-2018
Phoebe Kathleen UribeRaymond James & Associates, Inc.LPL Financial LLC10-02-2018
Douglas Edward DortChalice Capital Partners, LLCHarbor Financial Services, LLC$110-01-2018
Ernesto Guadalupe MendozaPeak Brokerage Services, LLCSecurities America, Inc.$15010-01-2018
John Lawrence PerryRBC Capital Markets, LLCWells Fargo Clearing Services, LLC10-01-2018
Patrick S DurhamRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1510-01-2018
John Perry, Patrick Durham, and Robin JohnsonRBC Wealth ManagementWells Fargo Advisors$16009-28-2018
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Showing 326 to 350 of 10,865 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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