Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Donald KennedyVictrix Investment AdvisorsMoney Concepts Capital Corp01-03-2020
Joshua Ignatious IndykiewiczTD Ameritrade, Inc.Charles Schwab & Co., Inc.01-02-2020
Jason CoopersmithValMark Securities, Inc.MML Investors Services, LLC01-02-2020
Scott Dale BoveeKovack Securities Inc.Investacorp, Inc.01-02-2020
Robert Patrick PachciarzSupreme Alliance LLCIHT Wealth Management LLC01-02-2020
Dominick Michael BenneseParkland Securities, LLCRoyal Alliance Associates, Inc.$2501-02-2020
Christopher Stephen GaulinGWN Securities Inc.Nationwide Securities, LLC01-02-2020
Nicholas Michael GarofaloGWN Securities Inc.Nationwide Securities, LLC01-02-2020
Chelsea Hope DavisPeak Brokerage Services, LLCCetera Advisors LLC01-02-2020
Kyle KnoppPeak Brokerage Services, LLCNational Securities Corporation01-02-2020
Armando A. PortilloIFP Securities, LLCMML Investors Services, LLC01-02-2020
Michael Victor CarballoIFP Securities, LLCMML Investors Services, LLC01-02-2020
James Madison CruiseNorthwestern Mutual Investment Services, LLCNational Securities Corporation01-02-2020
David Elliott HermanA.G.P / Alliance Global PartnersAegis Capital Corp.$10001-02-2020
Shawn Joseph MccabeCPS Investment AdvisorsRSE Consulting, LLC01-02-2020
Randy Eugene MitchellSupreme Alliance LLCFortune Financial Services, Inc.12-27-2019
Lucy Kelley CornelisonAmeriprise Financial Services, LLCLPL Financial LLC12-26-2019
Gregg Scott LicksteinNational Securities CorporationCadaret, Grant & Co., Inc.12-26-2019
Deborah Ann RathbunMorgan StanleyMorgan Stanley12-26-2019
Kevin Brendan ReevesAXA Advisors, LLCCharles Schwab & Co., Inc.12-24-2019
Emilia Moreira DickeyBigSur Partners, LLCMorgan Stanley12-23-2019
Kennedy SherlesJ.P. Morgan Securities LLCMorgan Stanley12-20-2019
Tressa Lynn SanchezRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2019
William Alexander LongestRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2019
Pedro Luis BolanoProEquities, Inc.Wells Fargo Clearing Services, LLC$5012-20-2019
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Showing 351 to 375 of 14,520 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.