Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Lee GarmanNewbridge Securities CorporationGarman Wealth Advisory, LLC$5009-28-2018
Nick Anthony MazzurcoWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-28-2018
Robert LepaAmeriprise FinancialWells Fargo Advisors$9409-27-2018
Austin Blair KiktaKalos Capital, Inc.Triad Advisors LLC$5009-27-2018
Kara M ThornRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5009-27-2018
John Leovigildo WilkieVectorGlobal WMGLPL Financial LLC$1009-25-2018
Patrick Wayne NorrisThrivent Investment Management Inc.Edward Jones09-25-2018
Dan LongStifel Nicolaus & Co.UBS Financial Services$5509-25-2018
Nick SteinbachStifel Nicolaus & Co.Wells Fargo Advisors$6009-25-2018
Bartolome E ColomAmeritas Investment Corp.HD Vest Investment Services$2509-24-2018
Jeffery Lawrence VasiloffJ.W. Cole Financial, Inc.LPL Financial LLC09-24-2018
Russell Scott BlumInternational Assets Advisory, LLCSunTrust Advisory Services, Inc.$15009-24-2018
Craig Adam GraysonMML Investors Services, LLCPark Avenue Securities LLC$3609-20-2018
James William DaileyRaymond James & Associates, Inc.Franklin/Templeton Distributors, Inc.09-20-2018
Janet Lorraine NevinsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-20-2018
Nicholas John SteinbachStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5009-20-2018
Robert Michael Burns Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15009-20-2018
Stephen Rocco FacellaCambridge Investment Research, Inc.Kovack Securities Inc.$5009-20-2018
Robert DuKateRaymond JamesAmeriprise Financial$12509-20-2018
Lisa Marie PaoliSummit Brokerage Services, Inc.Allstate Financial Services, LLC09-19-2018
Stanley Irvin RoyAmeriprise Financial Services, Inc.CSSC Brokerage Services, Inc.$109-19-2018
Travis John GingrasNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC$109-19-2018
Christopher DavidsonProxy Wealth Advisors LLCLincoln Financial Advisors Corporation09-18-2018
Darcy Lee EcklundAmeriprise Financial Services, Inc.Raymond James Financial Services Advisors, Inc$2509-17-2018
Edward KleinmanRaymond James & Associates, Inc.Morgan Stanley$15009-17-2018
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Showing 351 to 375 of 10,865 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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