Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John A. ColonLPL Financial LLCWells Fargo Clearing Services, LLC$2705-24-2019
Daniel MoralesEdward JonesMML Investors Services, LLC$10005-24-2019
Thomas Herbert JudgeCetera Financial Specialists LLCH.D. Vest Investment Services$105-24-2019
Mark Scott DutramPrivate Client Services, LLCLPL Financial LLC$15005-24-2019
John A. ColonLPL Financial LLCWells Fargo Clearing Services, LLC$2705-24-2019
Daniel Norman DowdInvestacorp, Inc.Kovack Securities Inc.$2505-23-2019
Ralph S. MunroeLPL Financial LLCCUNA Brokerage Services, Inc.$15005-23-2019
Daniel Norman DowdInvestacorp, Inc.Kovack Securities Inc.$2505-23-2019
Ginamarie SchembreRaymond James & Associates, Inc.Janney Montgomery Scott LLC05-22-2019
Philip W. CollierRaymond James & Associates, Inc.T. ROWE PRICE ADVISORY SERVICES, INC.$105-17-2019
Philip W. CollierRaymond James & Associates, Inc.T. Rowe Price Advisory Services, Inc.$105-17-2019
Erik Mclean MelvilleStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$105-16-2019
Kenneth Ross KayCetera Financial Specialists LLCH.D. Vest Advisory Services, Inc$1005-15-2019
Paige Hatton, Peter SullivanAmeriprise Financial Services, Inc.Morgan Stanley $33805-10-2019
John J PreceNational Securities CorporationNorthwestern Mutual Investment Services, LLC$105-10-2019
Lindsey Revere Hansen IIRaymond James Financial Services, Inc.Suntrust Investment Services, Inc.$15005-10-2019
Lon Paige HattonAmeriprise Financial Services, Inc.Morgan Stanley$105-10-2019
Peter Joseph SullivanAmeriprise Financial Services, Inc.Morgan Stanley$105-10-2019
Joseph BasileMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-10-2019
Alfonso Roberto TangherliniCitigroup Global Markets Inc.Cetera Investment Advisers LLC05-06-2019
John Kirkland MoyInternational Assets Advisory, LLCNational Securities Corporation$10005-03-2019
Maria A. HebditchMora WM SecuritiesSantander Securities LLC05-03-2019
Barry Mitchell DershawAmeriprise Financial Services, Inc.Morgan Stanley$5005-03-2019
Brian David BradberrySunTrust Investment Services, Inc.Morgan Stanley05-01-2019
Dennis William LaughlinKestra Investment Services, LLCUBS Financial Services Inc.$1005-01-2019
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Showing 26 to 50 of 10,851 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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