Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Cullen Patten JrMAR Wealth Management Services, LLCTD Private Client Wealth LLC04-17-2020
Carol Ann BoweE*TRADE Securities LLCJanney Montgomery Scott LLC$15004-13-2020
Darren Gregory JurickMurray Street Capital Advisors, LLCSinger Wealth Advisors Inc.04-13-2020
Sandra M CardonaSynovus Securities, Inc.J.P. Morgan Securities LLC04-09-2020
Eric Thomas LingNational Securities CorporationLPL Financial LLC$1,00004-09-2020
Gregory Drew VaccaMoney Concepts Capital CorpCUSO Financial Services, L.P.04-09-2020
Wilfredo M. PenaPruco Securities, LLC.MML Investors Services, LLC04-09-2020
Nickolai Sergeevich DolyaInternational Assets Advisory, LLCCNL Securities Corp.04-09-2020
Bharat DatwaniGoldman Sachs & Co.Morgan Stanley04-08-2020
Brian McDermottStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.04-08-2020
Eric Martin GeigerFifth Third Securities, Inc.SunTrust Investment Services, Inc.04-07-2020
Henry W BinsbacharLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-07-2020
Christopher G. PriceMML Investors Services, LLCSagePoint Financial, Inc.$2504-07-2020
Natalie N WynterMutual of America Securities LLCEdward Jones04-07-2020
Enrique Triana, Ricardo KassinRaymond James & Associates, Inc.UBS Financial Services Inc. $50704-06-2020
David Kenneth BaerWoodbury Financial Services, Inc.Cetera Investment Services LLC04-06-2020
Stephen Charles RobbinsLPL Financial LLCNationwide Securities, LLC04-06-2020
Michael MontalvoRaymond James & Associates, Inc.Cetera Investment Services LLC04-06-2020
Enrique Triana Sr.Raymond James & Associates, Inc.UBS Financial Services Inc.04-06-2020
Katelyn M. GardnerFidelity Brokerage Services LLCTD Ameritrade, Inc.04-03-2020
Robert Lawson AinsworthSecurian Financial Services, Inc.Mutual of Omaha Investor Services, Inc.$1004-02-2020
Michael J. Boho Jr.Peak Brokerage Services, LLCM Holdings Securities, Inc.04-02-2020
Peter Dunham SandquistMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-02-2020
Thomas Antonio NerneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.04-02-2020
Justin Bradley MitchellSynovus Securities, Inc.TIAA-CREF Individual & Institutional Services, LLC04-01-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.