Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zehra M. CandlerLPL Financial LLCUSAA Investment Management Company$15003-25-2019
Nathan Alexander PenhaAllstate Financial Services, LLCAIG Capital Services, Inc.$103-22-2019
Timothy BuchananNext Financial Group, Inc.Cetera Advisor Networks LLC$10003-22-2019
Timothy L ParkerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$2503-22-2019
Esther Kuznetz HaltThe Investment Center, Inc.International Assets Advisory, LLC03-21-2019
Gary Wayne RosenbergStoever, Glass & Company Inc.Stifel, Nicolaus & Company, Incorporated$5003-20-2019
Michael Joseph HanniganCommonwealth Financial NetworkSecurian Financial Services, Inc.$2503-19-2019
David Daniel CohenCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC$2503-15-2019
Justin Mckenzie CallenderMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-15-2019
William Francis QuinnSummit Brokerage Services, Inc.LPL Financial LLC$20003-15-2019
Christopher Joseph LotoRaymond James & Associates, Inc.USAA Investment Management Company$2503-14-2019
Travis Scott JenningsFinance CapeDempsey Lord Smith, LLC03-14-2019
Courtney Michelle KaplanLPL Financial LLCWells Fargo Clearing Services, LLC$103-11-2019
David Raymond ParkerStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$10003-08-2019
Kyle KnoppPlanMember Securities CorporationLincoln Investment03-08-2019
Yanette SullivanSunTrust Investment Services, Inc.J.P. Morgan Securities LLC03-06-2019
Karl Ernst, Roberto RosaJanney Montgomery ScottWells Fargo Advisors$19603-05-2019
Julian Esteven OssaSunTrust Investment Services, Inc.T. Rowe Price Investment Services, Inc.03-05-2019
Karl Alvin Ernst Jr.Janney Montgomery Scott LLCWells Fargo Clearing Services, LLC$20003-05-2019
Roberto RosaJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1,00003-05-2019
Jason Michael PerrySecurities America, Inc.Janney Montgomery Scott LLC$15003-04-2019
Richard Carroll WilsonCentimillionaire Advisors, LLCRainMaker Securities, LLC03-04-2019
Brian Matthew BernhardtAmeriprise Financial Services, Inc.UBS Financial Services Inc.$5003-01-2019
William Daniel CoogleNewbridge Securities CorporationAurora Capital LLC03-01-2019
Daniel Scott LaforestProEquities, Inc.Next Financial Group, Inc.$102-28-2019
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Showing 76 to 100 of 10,851 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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