Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan M. StiphanyManning & Napier Investor Services, Inc.Jarred Bunch Consulting, LLC03-11-2020
Clyde Anthony JensenTD Private Client Wealth LLCWoodstock Wealth Management, Inc.$1003-10-2020
Ryan Joseph BaileyCharles Schwab & Co., Inc.Robinhood Financial, LLC03-10-2020
John Sheldon VaughanPruco Securities, LLC.Fifth Third Securities, Inc.03-10-2020
Anthony Richard CassoneCPK Wealth Management LLCEdward Jones03-10-2020
Abraham Paul HorowitzJanney Montgomery Scott LLCMorgan Stanley03-09-2020
Ignacio Alfredo HerreroWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-09-2020
Samuel Peter BartolettaAmeriprise Financial Services, LLCMorgan Stanley$10003-06-2020
Ted William DensmoreWells Fargo Advisors Financial Network, LLCMorgan Stanley$15003-06-2020
Nancy H KlineWells Fargo Advisors Financial Network, LLCMorgan Stanley03-06-2020
Rachael Anne McBrideWells Fargo Advisors Financial Network, LLCMorgan Stanley03-06-2020
William Dale KlineWells Fargo Advisors Financial Network, LLCMorgan Stanley$5003-06-2020
David Riley DensmoreWells Fargo Advisors Financial Network, LLCMorgan Stanley03-06-2020
Brent Arthur PinkertonPruco Securities, LLC.Nationwide Securities, LLC$5003-06-2020
Shelley A FrommBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$1,00003-06-2020
Davide GalianoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-06-2020
Joseph M BoscoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2020
John Joseph RosenfeldCharles Schwab & Co., Inc.Singer Wealth Advisors Inc.03-05-2020
Desmond Alexander BascombeTD Ameritrade, Inc.MML Investors Services, LLC03-05-2020
James L CombsRaymond James Financial Services, Inc.Edward Jones03-05-2020
Bruce Warren TooneGWN Securities Inc.AXA Advisors, LLC03-05-2020
Yves Robert PierreMML Investors Services, LLCMWA Financial Services Inc.03-05-2020
Mariana Barbosa BrichesiUBS Financial Services Inc.Morgan Stanley03-05-2020
Harry Louis KamatarisSupreme Alliance LLCClaraphi Advisory Network, LLC03-04-2020
Roger W. Tomko Jr.MML Investors Services, LLCNYLIFE Securities LLC03-04-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.