Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Matthew PattenSunTrust Investment Services, Inc.BMO Harris Financial Advisors, Inc.02-28-2019
Keith Roger HullumWoodbury Financial Services, Inc.AXA Advisors, LLC$1002-28-2019
Mahmoud ElawadiWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$102-28-2019
Robert Merrill SeamanCambridge Investment Research, Inc.Capital Analysts$1202-28-2019
Andrew Van Van BlackwellInternational Assets Advisory, LLCDavid A. Noyes & Company$2502-27-2019
Elizabeth Lee Rabbitt-StephenSunTrust Investment Services, Inc.Commonwealth Financial Network$102-27-2019
Jessica Michelle RosenVoya Financial Advisors, Inc.Questar Capital Corporation02-27-2019
Darius Darrell HarrisonSunTrust Investment Services, Inc.TD Ameritrade Investment Management, LLC02-26-2019
Geoffrey Brian KasherCadaret, Grant & Co., Inc.Cambridge Investment Research, Inc.$5002-25-2019
Bonnie Langson DodsonRaymond James Financial Services, Inc.UBS Financial Services Inc.$10002-22-2019
Craig Alan WeisserEdward JonesUSAA Investment Management Company02-22-2019
Jason Abel JonesCetera Advisors LLCEdward Jones02-22-2019
Julian F Pace Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.$15002-22-2019
Mounir I. GhalyLPL Financial LLCEdward Jones02-22-2019
Richard Anthony AlbertRaymond James Financial Services, Inc.UBS Financial Services Inc.$10002-22-2019
Thomas Edward RudakasAmeriprise Financial Services, Inc.Morgan Stanley$102-22-2019
Bradley Paul SchwartzMerrill Lynch, Pierce, Fenner & Smith IncorporatedKeyes, Stange & Wooten Wealth Management, LLC02-20-2019
Brent J RamseyProEquities, Inc.Wells Fargo Clearing Services, LLC$102-20-2019
Ramesh MadhusudanRM Private Wealth Management Inc.Raymond James Financial Services, Inc.02-20-2019
Charles Todd GreenblottPrincipal Securities, Inc.Pruco Securities, LLC.$15002-19-2019
Christopher Marlyn ReedCetera Advisors LLCLPL Financial LLC$102-19-2019
Janette Leonora Bingham DavisCetera Financial Specialists LLCHD Vest Investment Services02-19-2019
Goldie Annette HesterZinnia Wealth Advisory, LLCAE Wealth Management, LLC02-15-2019
Mario Joseph PayneMJP FinancialRaymond James Financial Services, Inc.02-15-2019
Paul Arthur GoekeMoney Concepts Capital CorpAmeriprise Financial Services, Inc.02-15-2019
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Showing 101 to 125 of 10,851 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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