Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert A DeblasioWells Fargo Clearing Services, LLCMorgan Stanley$2502-15-2019
Steven Andrew RodmanWells Fargo Clearing Services, LLCMorgan Stanley02-15-2019
Breandan KellyGladstone AdvisorsWells Fargo Advisors$11002-14-2019
Douglas Kent GuernseyGuernsey Financial, LLCPark Avenue Securities LLC02-14-2019
Francina Mclean HollawayIntervest International Equities CorporationHD Vest Investment Services02-14-2019
Joanne CalsettaLPL Financial LLCPNC Investments02-14-2019
Jonathan ValdezPNC InvestmentsJ.P. Morgan Securities LLC02-14-2019
Kendal Ashley FordhamMJP FinancialRaymond James Financial Services, Inc.02-14-2019
Patrick Neal StraderWells Fargo Advisors Financial Network, LLCMorgan Stanley$29102-14-2019
Adam Laurence TheriaultRaymond James & Associates, Inc.INTL FCStone Financial Inc.02-13-2019
Mcfaddin Moise IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedFirst Allied Securities, Inc.02-13-2019
Saralyn R RickmanBrokers International Financial Services, LLC.Questar Capital Corporation$102-13-2019
Jason William DoranMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.02-12-2019
Richard A Rodriguez Jr.Calton & Associates, Inc.Concorde Investment Services, LLC02-12-2019
Richard Miller, Tony Hurt Securities America, Inc. Questar Capital Corporation$11302-08-2019
Jeanne Marie GrillFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC$1002-08-2019
Gregory Stevens, Vince SpiresRaymond JamesMorgan Stanley Wealth Management$24002-07-2019
Filipa E Castelo BrancoCiti International Financial Services LLCInsigneo Securities, LLC02-07-2019
Gregory E StevensRaymond James & Associates, Inc.Morgan Stanley$5002-07-2019
Stephen Vincent SpiresRaymond James & Associates, Inc.Morgan Stanley$102-07-2019
Dorothea Sue ColeJ.W. Cole Financial, Inc.Royal Alliance Associates, Inc.$2502-06-2019
Andrew Malcolm YaleLPL Financial LLCAmeriprise Financial Services, Inc.02-05-2019
Norman Stanley BatanskyPeak Brokerage Services, LLCPrivate Advisor Group, LLC$102-05-2019
Andre Laurence GreenSynovus Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2019
Bradley Jay CollinsHorace Mann Investors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5002-04-2019
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Showing 126 to 150 of 10,851 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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