Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keith Thomas NezuhUSA Financial Securities CorporationQuestar Capital Corporation$5002-01-2019
Peter Vincent SerianoEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2019
Richard Warren FleccaCetera Advisors LLCWells Fargo Clearing Services, LLC02-01-2019
Timothy Jay MadiganGWN Securities Inc.Lincoln Investment02-01-2019
Paul R MarshCetera Financial Specialists LLCHD Vest Investment Services$101-31-2019
Shavard Joseph BranamGWN Securities Inc.Hornor, Townsend & Kent, LLC01-31-2019
David Edward HershmanLPL Financial LLCIndependent Financial Partners$5001-30-2019
Sean David McveyNaples Wealth PlanningWells Fargo Clearing Services, LLC01-30-2019
Shawn Michael TeufelMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-30-2019
Tate Smathers HaireMorgan StanleyBoston Private Wealth01-29-2019
Beth Ann MartindaleSynovus Securities, Inc.J.P. Morgan Securities LLC01-28-2019
Trevor Logan MarshMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC01-28-2019
David Angelo CaporaliGWN Securities Inc.AXA Advisors, LLC01-24-2019
David Glen DewittLPL Financial LLCVALIC Financial Advisors, Inc.01-24-2019
Kenneth BernsteinCetera Advisor Networks LLCNorth Ridge Securities Corp.01-24-2019
Robert Paul BarthelsCetera Advisor Networks LLCNorth Ridge Securities Corp.01-24-2019
Marco OreamunoBolton Global CapitalMorgan Stanley Wealth Management$23001-23-2019
Brian Joseph McdonaldJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-23-2019
Danny Gene SteeleSilver Oak Securities, IncorporatedFirst Heartland Capital, Inc.01-23-2019
John Michael DonnellanPruco Securities, LLC.Questar Capital Corporation$2501-23-2019
Marco OreamunoBolton Global CapitalMorgan Stanley$5001-23-2019
Ryan James BargfredeTransamerica Financial Advisors, IncThrivent Investment Management Inc.01-23-2019
Don KalogerasCetera Advisor Networks LLCNORTH RIDGE SECURITIES CORP.01-22-2019
Gregory Peter BrickCetera Advisor Networks LLCQuestar Capital Corporation$10001-22-2019
Michael Anthony SpartzMoors & Cabot, Inc.Ameriprise Financial Services, Inc.$15001-22-2019
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Showing 151 to 175 of 10,851 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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