Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Erik Michael FischerMML Investors Services, LLCM Holdings Securities, Inc.02-27-2020
Douglas Terry Williams Jr.Supreme Alliance LLCFSC Securities Corporation02-26-2020
Todd Eric O'DanielInternational Assets Investment Management, LLCStrategic Wealth Designers, LLC02-26-2020
Matthew Vincent BillittiRehmann Financial Network, LLCCharles Schwab & Co., Inc.$15002-26-2020
Patricia Ann ChevalierPruco Securities, LLC.Ameriprise Financial Services, LLC02-26-2020
Jeffrey Dean ClemmonsRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$2502-26-2020
Victor CalatravaCambridge Investment Research, Inc.John Hancock Distributors LLC02-25-2020
Jacob Bryan AckermanLPL Financial LLCCalton & Associates, Inc.02-24-2020
Daniel Joseph KopmanDeutsche Bank Securities Inc.Vanguard Marketing Corporation02-24-2020
Daniel Justin DunnCalton & Associates, Inc.Cambridge Investment Research, Inc.$15002-21-2020
Scott Brian KissingerSupreme Alliance LLCMutual of Omaha Investor Services, Inc.02-21-2020
Mark M. HoffmanGWN Securities Inc.AXA Advisors, LLC02-21-2020
James Edward Larschan Sr.Brokers International Financial Services, LLC.Newbridge Securities Corporation$10002-21-2020
Tim Mccall JenkinsKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-20-2020
Nancy Ann WilkinsGWN Securities Inc.Royal Alliance Associates, Inc.02-20-2020
Theo A. ConstantinePruco Securities, LLC.Kovack Securities Inc.02-20-2020
John R GordonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-20-2020
Anthony Humberto MoasMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC02-20-2020
Patrick Reid BuchananAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.$15002-19-2020
Adam Matthew GoldsteinAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.$10002-19-2020
Lauren Marie WrightAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.02-19-2020
Rezwan Mohammed AlamMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade Investment Management, LLC02-19-2020
David Richard Wells Jr.Wells Fargo Clearing Services, LLCCiti Private Advisory, LLC02-19-2020
Gustavo A. Cortes GaviriaCitigroup Global Markets Inc.J.P. Morgan Securities LLC02-18-2020
Juan C. Amador-MendezCitigroup Global Markets Inc.Insigneo Securities, LLC02-18-2020
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Showing 151 to 175 of 14,520 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.