Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Edward MartinLincoln Financial Advisors CorporationWells Fargo Clearing Services, LLC$2512-27-2018
Justin Miles McdannaldInvestacorp, Inc.Cadaret, Grant & Co., Inc.$112-27-2018
Tylen Lee TurmanInvestacorp, Inc.Cadaret, Grant & Co., Inc.12-27-2018
Marney A SkinnerNYLIFE Securities LLCCapital Analysts$2512-24-2018
Kevin Scott ClarkFifth Third Securities, Inc.PNC Investments$112-21-2018
Brandon YeeEmergent Fortuity Financial, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
Irene Enriquez SimpsonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
Scott David MillerRenew Family WealthCharles Schwab & Co., Inc.12-20-2018
Chad Anthony SafierMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-18-2018
Luis Alberto DubonAnchor Advisory, LLCSafra Securities LLC12-18-2018
Peter Dewey KlockRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC12-18-2018
Daniel Joseph AbrahamsohnMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-14-2018
Demetrios Andrew StylianosLPL Financial LLCRaymond James & Associates, Inc.12-14-2018
Laurent Lorenzo WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC12-14-2018
Carl Overton McbeanSecurities America, Inc.Questar Capital Corporation$112-11-2018
Carlos Enrique VandervisMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-11-2018
James E LoveCWA Asset Management GroupFidelity Personal and Workplace Advisors12-11-2018
Michael Louis IngaglioLPL Financial LLCRoyal Alliance Associates, Inc.$112-10-2018
Oscar Antonio VaronaLPL Financial LLCForesters Financial Services, Inc.$112-10-2018
Robert Allan O'ToolePersonal Wealth Planning, LLCBlueKey Wealth Advisors, LLC12-10-2018
Dorothy Alice AdairWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2512-07-2018
Elson T ChristianWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2512-07-2018
Roland Jason MartinezUBS Financial Services Inc.Raymond James & Associates, Inc.12-07-2018
Scott Alan SandersAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$2512-07-2018
Sugeil Milagros PerezWells Fargo Clearing Services, LLCMorgan Stanley$15012-07-2018
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Showing 201 to 225 of 10,851 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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