Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Angel SimpsonGWN Securities Inc.AXA Advisors, LLC06-27-2019
Keith Roger HullumWoodbury Financial Services, Inc.AXA Advisors, LLC$1002-28-2019
David Angelo CaporaliGWN Securities Inc.AXA Advisors, LLC01-24-2019
Paul Murdock GreenAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC$15008-31-2018
Kurtis Scott TuckerCitigroup Global Markets Inc.AXA Advisors, LLC08-08-2018
Alejandro S MasferrerLincoln Financial Securities CorporationAXA Advisors, LLC$1007-09-2018
Jane Ballard FontaineAmeriprise Financial Services, Inc.AXA Advisors, LLC$5006-21-2018
David Alan PritchardCetera Investment Services LLCAXA Advisors, LLC03-08-2018
Hans Christian WittigLaidlaw & Company (UK) Ltd.AXA Advisors, LLC02-20-2018
Jeffrey Wayne OglanderMML Investors Services, LLCAXA Advisors, LLC01-02-2018
John Stanley EadsLion Street Financial, LLCAXA Advisors, LLC11-16-2017
Terri Lyn EadsLion Street Financial, LLCAXA Advisors, LLC11-16-2017
Derek William SichlerJ.W. Cole Financial, Inc.AXA Advisors, LLC11-07-2017
Nenad KojicSecurian Financial Services, Inc.AXA Advisors, LLC10-25-2017
Ronald Timothy KeeganPruco Securities, LLC.AXA Advisors, LLC08-24-2017
Joseph Lee HamnerGWN Securities Inc.AXA Advisors, LLC08-14-2017
Lance Earl CopelandUSAA Financial Advisors, Inc.AXA Advisors, LLC06-15-2017
Michael Case SmithMML Investors Services, LLCAXA Advisors, LLC$1,00005-23-2017
Daniel Rory WeinsteinInfinex Investments, Inc.AXA Advisors, LLC03-20-2017
Jeffrey David FeldGWN Securities Inc.AXA Advisors, LLC03-13-2017
Karen Marie OBrienForesters Equity Services, Inc.AXA Advisors, LLC02-01-2017
Trevor BennettMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-21-2016
Christopher Michael SquiresLPL Financial LLCAXA Advisors, LLC12-14-2016
Kenneth Nicholas BuccelliLPL Financial LLCAXA Advisors, LLC$15012-14-2016
Sofia TrojanowskiWells Fargo Clearing Services, LLCAXA Advisors, LLC12-14-2016
Next Page »

Showing 1 to 25 of 123 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.