Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chad P. MichaelsSpyrnal Wealth ManagementAXA Advisors, LLC05-14-2019
Kara Suzanne ReardonNational Securities CorporationAXA Advisors, LLC03-20-2019
Keith Roger HullumWoodbury Financial Services, Inc.AXA Advisors, LLC$1002-28-2019
David Angelo CaporaliGWN Securities Inc.AXA Advisors, LLC01-24-2019
Shireen S. SharmaGWN Securities Inc.AXA Advisors, LLC10-04-2018
Paul Murdock GreenAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC$15008-31-2018
Bethany Louise BurgessJ.P. Morgan Securities LLCAXA Advisors, LLC07-10-2018
Alejandro S. MasferrerLincoln Financial Securities CorporationAXA Advisors, LLC$1007-09-2018
Jane Ballard FontaineAmeriprise Financial Services, Inc.AXA Advisors, LLC$5006-21-2018
David Alan PritchardCetera Investment Services LLCAXA Advisors, LLC03-08-2018
Marie Catherine Fikus BaumgartnerPruco Securities, LLC.AXA Advisors, LLC01-11-2018
Jeffrey Wayne OglanderMML Investors Services, LLCAXA Advisors, LLC01-02-2018
Derek William SichlerJ.W. Cole Financial, Inc.AXA Advisors, LLC11-07-2017
Mark Charles ChinodaVALIC Financial Advisors, Inc.AXA Advisors, LLC10-23-2017
Joseph Lee HamnerGWN Securities Inc.AXA Advisors, LLC08-14-2017
Robert Britt DevineyPlanMember Securities CorporationAXA Advisors, LLC$5006-12-2017
Michael Case SmithMML Investors Services, LLCAXA Advisors, LLC05-23-2017
Trevor BennettMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-21-2016
Kenneth Nicholas BuccelliLPL Financial LLCAXA Advisors, LLC$15012-14-2016
Christopher Michael SquiresLPL Financial LLCAXA Advisors, LLC12-14-2016
Andrew RaskinMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$1007-22-2016
Edward Lowry Moore Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-02-2016
Robert Neill StaffordPruco Securities, LLC.AXA Advisors, LLC04-06-2016
Acisclo F. FernandezJ.P. Morgan Securities LLCAXA Advisors, LLC03-09-2016
William Harold SteedleyAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC02-05-2016
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Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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