Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alberto CrespoAllstate Financial Services, LLCAXA Advisors, LLC10-22-2019
Rebeca Maria Brito RodriguezAllstate Financial Services, LLCAXA Advisors, LLC08-26-2019
Victor Hugo PradenasAllstate Financial Services, LLCAXA Advisors, LLC11-19-2014
David A. StatemanAllstate Financial Services, LLCAXA Advisors, LLC02-21-2014
Linda Mccormick TaylorAllstate Financial Services, LLCAXA Advisors, LLC11-07-2013
Maria L. MoralesAllstate Financial Services, LLCAXA Advisors, LLC05-30-2013
Dorian Scott HolmesAlly Invest Securities LLCAXA Advisors, LLC04-17-2018
Paul Murdock GreenAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC$15008-31-2018
William Harold SteedleyAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC$5002-05-2016
Charles Andrew MusilAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC$2512-09-2014
Brian David WrightAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC$2507-22-2014
Glenn David FasaniAmeriprise Financial Services, LLCAXA Advisors, LLC05-02-2019
Jane Ballard FontaineAmeriprise Financial Services, LLCAXA Advisors, LLC$5006-21-2018
Jose DelgadoAmeriprise Financial Services, LLCAXA Advisors, LLC02-13-2015
Gaetano DanzaAXA Advisors, LLCAXA Advisors, LLC04-30-2019
Jeffrey David FeldAXA Advisors, LLCAXA Advisors, LLC03-16-2015
Lori Rae TaylorCalton & Associates, Inc.AXA Advisors, LLC11-08-2019
Brian Lee FullerCambridge Investment Research, Inc.AXA Advisors, LLC03-18-2020
David Alan PritchardCetera Investment Services LLCAXA Advisors, LLC03-08-2018
Eduardo Ortega-SierraCetera Investment Services LLCAXA Advisors, LLC02-07-2018
Salome Jessica MessamCharles Schwab & Co., Inc.AXA Advisors, LLC09-22-2016
Brian Charles RabbitoCharles Schwab & Co., Inc.AXA Advisors, LLC01-07-2013
Adam Vere FeldmanCharles Schwab & Co., Inc.AXA Advisors, LLC09-06-2011
Eric Michael GoldherszChase Investment Services Corp.AXA Advisors, LLC04-26-2010
Juan Pablo JacintoChase Investment Services Corp.AXA Advisors, LLC12-01-2009
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Showing 1 to 25 of 209 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.