Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Maria L. MoralesAllstate Financial Services, LLCAXA Advisors, LLC05-30-2013
Paul Murdock GreenAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC$15008-31-2018
William Harold SteedleyAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC02-05-2016
Brian David WrightAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC$2507-22-2014
Jane Ballard FontaineAmeriprise Financial Services, Inc.AXA Advisors, LLC$5006-21-2018
Jose DelgadoAmeriprise Financial Services, Inc.AXA Advisors, LLC02-13-2015
David Alan PritchardCetera Investment Services LLCAXA Advisors, LLC03-08-2018
Andrea KeanGoldman Sachs & Co.AXA Advisors, LLC04-12-2010
David Angelo CaporaliGWN Securities Inc.AXA Advisors, LLC01-24-2019
Shireen S. SharmaGWN Securities Inc.AXA Advisors, LLC10-04-2018
Joseph Lee HamnerGWN Securities Inc.AXA Advisors, LLC08-14-2017
Conor Wesman SwansonGWN Securities Inc.AXA Advisors, LLC05-05-2015
Steven Jeffrey SmittenGWN Securities Inc.AXA Advisors, LLC02-18-2015
John Baptist DuchaineGWN Securities Inc.AXA Advisors, LLC03-27-2014
Ryan John MetzgerGWN Securities Inc.AXA Advisors, LLC03-17-2014
Brian Jonathan LacrosseGWN Securities Inc.AXA Advisors, LLC03-03-2014
Bethany Louise BurgessJ.P. Morgan Securities LLCAXA Advisors, LLC07-10-2018
Acisclo F. FernandezJ.P. Morgan Securities LLCAXA Advisors, LLC03-09-2016
Daniel AsoreyJ.P. Morgan Securities LLCAXA Advisors, LLC$2501-15-2014
Elchin Akram BagirovJ.P. Morgan Securities LLCAXA Advisors, LLC07-09-2013
Derek William SichlerJ.W. Cole Financial, Inc.AXA Advisors, LLC11-07-2017
Charles William Brown Jr.Lincoln Financial Advisors CorporationAXA Advisors, LLC01-20-2015
Alejandro S. MasferrerLincoln Financial Securities CorporationAXA Advisors, LLC$1007-09-2018
Justin Travis HardyLincoln InvestmentAXA Advisors, LLC01-02-2013
Kenneth Nicholas BuccelliLPL Financial LLCAXA Advisors, LLC$15012-14-2016
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Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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