Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth Dean MartinelliRaymond James Financial Services Advisors, IncAXA Advisors, LLC01-02-2009
Janine Diane StubbsVALIC Financial Advisors, Inc.AXA Advisors, LLC01-23-2009
Julio Jerry GarciaPrincipal Securities, Inc.AXA Advisors, LLC04-08-2009
Urbano Anthony RutiglianoMetLife Securities Inc.AXA Advisors, LLC07-31-2009
Zachary D. EgbertLegend Equities CorporationAXA Advisors, LLC09-01-2009
James Dalton Spell IIIWoodbury Financial Services, Inc.AXA Advisors, LLC10-22-2009
Yamen ElsaidChase Investment Services Corp.AXA Advisors, LLC11-01-2009
Dexter Lenard BakerMetLife Securities Inc.AXA Advisors, LLC11-09-2009
Robert Jay ReichMetLife Securities Inc.AXA Advisors, LLC11-19-2009
Juan Pablo JacintoChase Investment Services Corp.AXA Advisors, LLC12-01-2009
Darren J. MoffittLegend Equities CorporationAXA Advisors, LLC03-05-2010
Shane A. WardWells Fargo Advisors Financial Network, LLCAXA Advisors, LLC03-12-2010
Eric Michael GoldherszChase Investment Services Corp.AXA Advisors, LLC04-26-2010
Heather Lynn KellyHIMCO Distribution Services CompanyAXA Advisors, LLC05-01-2010
Jason Travis WojciechowskiHSBC Securities (USA) Inc.AXA Advisors, LLC10-20-2010
Dean Thomas LarsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-29-2010
Susan Mindy HurschmanOneAmerica Securities, Inc.AXA Advisors, LLC$5002-28-2011
Dorothy Ann SperryPruco Securities, LLC.AXA Advisors, LLC04-11-2011
Quinn Anthony SchafferMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-13-2011
Claudia Cepero RosOneAmerica Securities, Inc.AXA Advisors, LLC06-01-2011
Rafael Rufino TorresOneAmerica Securities, Inc.AXA Advisors, LLC$1006-01-2011
Adam Vere FeldmanCharles Schwab & Co., Inc.AXA Advisors, LLC09-06-2011
Daniel Joseph MahoneyNYLIFE Securities LLCAXA Advisors, LLC01-13-2012
Carlos TraviesoThrivent Investment Management Inc.AXA Advisors, LLC03-06-2012
Owen John TaylorMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-06-2012
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Showing 1 to 25 of 209 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.