Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abel MolinaLPL Financial LLCAXA Advisors, LLC10-09-2019
Acisclo F. FernandezJ.P. Morgan Securities LLCAXA Advisors, LLC03-09-2016
Adam Vere FeldmanCharles Schwab & Co., Inc.AXA Advisors, LLC09-06-2011
Alberto CrespoAllstate Financial Services, LLCAXA Advisors, LLC10-22-2019
Alberto Enrique CristanchoTransamerica Financial Advisors, IncAXA Advisors, LLC$5002-27-2015
Alejandro S. MasferrerLincoln Financial Securities CorporationAXA Advisors, LLC$1007-09-2018
Alexander Albert AlfonsoPruco Securities, LLC.AXA Advisors, LLC04-03-2019
Allen Leroy Claggett IIIMutual Trust Asset Mgmt., Inc.AXA Advisors, LLC03-04-2015
Andrew James RudzinskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC10-03-2013
Andrew Polanco JimenezVALIC Financial Advisors, Inc.AXA Advisors, LLC12-16-2019
Andrew RaskinMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$1007-22-2016
Angel PadroNYLIFE Securities LLCAXA Advisors, LLC06-06-2017
Angel SimpsonGWN Securities Inc.AXA Advisors, LLC06-27-2019
Angela C. QuintanaNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC12-17-2018
Anthony J RomeHarwood Advisory Group, LLCAXA Advisors, LLC05-04-2018
Anthony Michael LofasoJ.W. Cole Financial, Inc.AXA Advisors, LLC$5002-28-2014
Arnaldo Atilio CalderonWells Fargo Clearing Services, LLCAXA Advisors, LLC03-12-2013
Barrington Leonard MinnisMorgan StanleyAXA Advisors, LLC07-23-2012
Benjamin Davis PrescottNational Securities CorporationAXA Advisors, LLC01-21-2020
Benjamin Jerome Capers Jr.GWN Securities Inc.AXA Advisors, LLC08-03-2016
Bethany Louise BurgessJ.P. Morgan Securities LLCAXA Advisors, LLC07-10-2018
Bijan Mahmoud MohseniRaymond James Financial Services, Inc.AXA Advisors, LLC$5008-17-2015
Bina KalidasMutual of Omaha Investor Services, Inc.AXA Advisors, LLC06-18-2019
Brandon Mclean EarleMML Investors Services, LLCAXA Advisors, LLC02-15-2019
Brian Charles RabbitoCharles Schwab & Co., Inc.AXA Advisors, LLC01-07-2013
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Showing 1 to 25 of 209 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.