Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Randall William FreitasAllstate Financial Services, LLCAmeriprise Financial Services, Inc.$15009-04-2012
Shenandoah MillionAXA Advisors, LLCAmeriprise Financial Services, Inc.10-03-2011
Colin Guimin FengAXA Advisors, LLCAmeriprise Financial Services, Inc.02-13-2009
Alejandro CarrasquelBBVA Securities Inc.Ameriprise Financial Services, Inc.$15006-17-2013
Thomas Bradley KintzBenjamin F. Edwards & Company, Inc.Ameriprise Financial Services, Inc.$2502-03-2017
Kent Wakefield McKeeCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$2505-18-2011
James Gordon KirschnerCetera Advisors LLCAmeriprise Financial Services, Inc.$10002-02-2017
Chadwick Lynn HargisCetera Advisors LLCAmeriprise Financial Services, Inc.$2509-13-2013
Benjamin Giles GrahamCetera Investment Services LLCAmeriprise Financial Services, Inc.08-27-2018
Manuel GonzalezCNR Securities, LLCAmeriprise Financial Services, Inc.02-06-2012
Brian Thomas RumblesCUSO Financial Services, L.P.Ameriprise Financial Services, Inc.10-31-2018
Robert J. WoernerCUSO Financial Services, L.P.Ameriprise Financial Services, Inc.06-20-2016
Victoria Lee ArtelFirst Allied Securities, Inc.Ameriprise Financial Services, Inc.12-22-2014
Andrew Joseph OswaldFlaharty Asset Management, LLCAmeriprise Financial Services, Inc.11-12-2014
Tyler Paul KimballGWN Securities Inc.Ameriprise Financial Services, Inc.10-19-2009
Lynne MarcusHD Vest Investment ServicesAmeriprise Financial Services, Inc.05-18-2016
Gary Wilson KellerIndependent Financial Group, LLCAmeriprise Financial Services, Inc.04-20-2018
Stanley LeconteInternational Assets Advisory, LLCAmeriprise Financial Services, Inc.12-05-2017
Kevin Thomas MoranInternational Assets Advisory, LLCAmeriprise Financial Services, Inc.$5008-24-2017
Dwight William RichInternational Assets Advisory, LLCAmeriprise Financial Services, Inc.$10002-22-2017
Shannan Maureen DenisonInternational Assets Advisory, LLCAmeriprise Financial Services, Inc.$10005-13-2013
Lynnel Kyra FletcherJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.08-23-2013
Steven Joseph NicklasJanney Montgomery Scott LLCAmeriprise Financial Services, Inc.$5004-20-2018
George Vincent RyanJanney Montgomery Scott LLCAmeriprise Financial Services, Inc.$10008-07-2015
Orlando Niles JohnsonJohnson Wealth Management, LLCAmeriprise Financial Services, Inc.01-05-2017
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Showing 1 to 25 of 130 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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