Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Colin Guimin FengAXA Advisors, LLCAmeriprise Financial Services, Inc.02-13-2009
Chuck Kamal ChucriPruco Securities, LLC.Ameriprise Financial Services, Inc.08-10-2009
Tyler Paul KimballGWN Securities Inc.Ameriprise Financial Services, Inc.10-19-2009
Ian Swords MayvilleLPL Financial LLCAmeriprise Financial Services, Inc.11-13-2009
Jeremy Russell HallMorgan StanleyAmeriprise Financial Services, Inc.11-16-2009
John Schubert WebermeierMorgan StanleyAmeriprise Financial Services, Inc.03-01-2010
Matthew Lynn OlesonThrivent Investment Management Inc.Ameriprise Financial Services, Inc.$1003-04-2010
Sonja KoppenwallnerLPL Financial LLCAmeriprise Financial Services, Inc.05-28-2010
Brendan John DonoghueMorgan StanleyAmeriprise Financial Services, Inc.06-21-2010
Neda Keshani HooksMorgan StanleyAmeriprise Financial Services, Inc.07-19-2010
Michael Jason MaynesLPL Financial LLCAmeriprise Financial Services, Inc.08-31-2010
Barbara Eileen SacharowLPL Financial LLCAmeriprise Financial Services, Inc.$1009-03-2010
Andrew M WatkinsMorgan StanleyAmeriprise Financial Services, Inc.$10002-04-2011
John Richard HunsbergerMorgan StanleyAmeriprise Financial Services, Inc.$5005-06-2011
Mark Charles DelmarMorgan StanleyAmeriprise Financial Services, Inc.05-06-2011
Robert Coloret, Mark DelmarMorgan StanleyAmeriprise Financial Services, Inc.$10705-16-2011
Kent Wakefield McKeeCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$2505-18-2011
Jonathan Jordan LloydWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.07-15-2011
Shenandoah MillionAXA Advisors, LLCAmeriprise Financial Services, Inc.10-03-2011
Manuel GonzalezCNR Securities, LLCAmeriprise Financial Services, Inc.02-06-2012
Gregory John BurieMorgan StanleyAmeriprise Financial Services, Inc.$5002-24-2012
Michael Thomas PerinoRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$5004-13-2012
Randall William FreitasAllstate Financial Services, LLCAmeriprise Financial Services, Inc.$15009-04-2012
Shannan Maureen DenisonInternational Assets Advisory, LLCAmeriprise Financial Services, Inc.$10005-13-2013
Paul James GoodsonSigma Financial CorporationAmeriprise Financial Services, Inc.$2505-20-2013
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Showing 1 to 25 of 130 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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