Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan BlenderMorgan StanleyAmeriprise Financial Services, Inc.$19808-11-2017
Alejandro CarrasquelBBVA Securities Inc.Ameriprise Financial Services, Inc.$15006-17-2013
Alexander Abraham VillacampaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.02-26-2015
Alexander Quinton GrahamNewbridge Securities CorporationAmeriprise Financial Services, Inc.$25010-01-2009
Andrew John HallMorgan StanleyAmeriprise Financial Services, Inc.08-19-2009
Andrew Joseph OswaldFlaharty Asset Management, LLCAmeriprise Financial Services, Inc.11-12-2014
Andrew M WatkinsMorgan StanleyAmeriprise Financial Services, Inc.$10002-04-2011
Andrew Malcolm YaleLPL Financial LLCAmeriprise Financial Services, Inc.02-05-2019
Angela Lucille ColoretMorgan StanleyAmeriprise Financial Services, Inc.05-06-2011
Ann Blythe MillerRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$50011-23-2015
Anthony Trigona, Lawrence StateRaymond JamesAmeriprise Financial Services, Inc.$15002-17-2017
Austen Andrew-Phillip JacksProEquities, Inc.Ameriprise Financial Services, Inc.11-18-2015
Barbara Eileen SacharowLPL Financial LLCAmeriprise Financial Services, Inc.$10009-03-2010
Barbara Marie WilkensTransAm Securities, Inc.Ameriprise Financial Services, Inc.$25007-15-2010
Benjamin Giles GrahamCetera Investment Services LLCAmeriprise Financial Services, Inc.$10008-27-2018
Bob Emerson, Sean Stevenson, Tom Eisenhuth, Bill McKeeMorgan StanleyAmeriprise Financial Services, Inc.$34107-07-2017
Brad Bersh, Terrence McCreanor, Dana MessinaMorgan StanleyAmeriprise Financial Services, Inc.$38502-03-2017
Bradford Willis LoucksSecurian Financial Services, Inc.Ameriprise Financial Services, Inc.$50007-15-2016
Brandon Richard OpreTrustTree Financial LLCAmeriprise Financial Services, Inc.05-24-2017
Brendan John DonoghueMorgan StanleyAmeriprise Financial Services, Inc.$50006-21-2010
Brent Stephen HillerichMid Atlantic Financial Management, Inc.Ameriprise Financial Services, Inc.10-13-2017
Brian Anthony GroganMid Atlantic Financial Management, Inc.Ameriprise Financial Services, Inc.10-13-2017
Brian Aurey UphoffR.M. Stark & Co., Inc.Ameriprise Financial Services, Inc.$50001-17-2017
Brian CaseyMorgan StanleyAmeriprise Financial Services, Inc.$7701-16-2015
Brian Charles KilczewskiB. C. Ziegler and CompanyAmeriprise Financial Services, Inc.$10004-05-2013
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Showing 1 to 25 of 285 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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