Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
luis daniel negronPruco Securities, LLC.Ameriprise Financial Services, LLC09-11-2020
Jennifer Anne GirlingLincoln InvestmentAmeriprise Financial Services, LLC$10008-24-2020
Karen Kathleen MaffeoLPL Financial LLCAmeriprise Financial Services, LLC08-07-2020
Richard Michael Waters JrInfinex Investments, Inc.Ameriprise Financial Services, LLC$5008-03-2020
Santo MontalbanoJ.W. Cole Financial, Inc.Ameriprise Financial Services, LLC07-07-2020
John Edward LedfordFortress Advisers, LLCAmeriprise Financial Services, LLC$8706-29-2020
Bradley Davis LedfordFortress Advisers, LLCAmeriprise Financial Services, LLC06-26-2020
David Brandon CottrellPark Avenue Securities LLCAmeriprise Financial Services, LLC04-01-2020
Helen Von Dolteren-FournRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC03-11-2020
Patricia Ann ChevalierPruco Securities, LLC.Ameriprise Financial Services, LLC02-26-2020
Sharon ShearMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC01-28-2020
JONATHAN Michael PALMEHNWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC01-22-2020
Michael B Gluski JrWoodbury Financial Services, Inc.Ameriprise Financial Services, LLC01-03-2020
Raymond Fredrick BourqueKestra Investment Services, LLCAmeriprise Financial Services, LLC$2512-19-2019
Yamely GonzalezJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC12-11-2019
Anthony Joseph DelgadoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC12-11-2019
Ryan Joseph SeidlRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC11-25-2019
Robert Edwin Thrift JrCetera Advisor Networks LLCAmeriprise Financial Services, LLC11-22-2019
Sara Mary PriceMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC11-06-2019
Rose JoyceMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC10-31-2019
Edmond John PhillipsRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC$5010-22-2019
Christine Ellen WiederholdRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC10-22-2019
John Michael MoranSecurian Financial Services, Inc.Ameriprise Financial Services, LLC10-08-2019
Richard James RiosWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC10-04-2019
John Stewart FletcherLPL Financial LLCAmeriprise Financial Services, LLC$2509-17-2019
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Showing 1 to 25 of 169 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.