Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric Armstrong WilliamsBB&T Securities, LLCBB&T Investment Services, Inc.08-08-2016
Mayra AlvarezHSBC Securities (USA) Inc.BB&T Investment Services, Inc.07-14-2016
Dale E. DarrWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.06-06-2016
Jeffrey James LoperfidoJ.P. Morgan Securities LLCBB&T Investment Services, Inc.05-25-2016
Rely HechterLPL Financial LLCBB&T Investment Services, Inc.04-15-2016
Marco R. BohorquezLPL Financial LLCBB&T Investment Services, Inc.04-15-2016
Robert Dean BoscoCliftonLarsonAllen Wealth Advisors, LLCBB&T Investment Services, Inc.03-28-2016
Bryan Phillip JacobsMerrill Lynch, Pierce, Fenner & Smith IncorporatedBB&T Investment Services, Inc.11-27-2015
Yvonne Rose BourkMerrill Lynch, Pierce, Fenner & Smith IncorporatedBB&T Investment Services, Inc.$1008-21-2015
Michael Sean ByrdMerrill Lynch, Pierce, Fenner & Smith IncorporatedBB&T Investment Services, Inc.11-21-2014
Karel GiraldoWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.11-11-2014
George Patrick FarleyWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.11-10-2014
Ali AbbasMerrill Lynch, Pierce, Fenner & Smith IncorporatedBB&T Investment Services, Inc.11-07-2014
Orlando LescanoMorgan StanleyBB&T Investment Services, Inc.$5009-04-2014
Otto Francisco FontWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.07-14-2014
Micol Robert PetersonCetera Investment Services LLCBB&T Investment Services, Inc.05-30-2014
Oswaldo Marcelo MedinaCitigroup Global Markets Inc.BB&T Investment Services, Inc.01-10-2014
Lorraine Hernandez ForbesPNC InvestmentsBB&T Investment Services, Inc.08-05-2013
James Edward KostivalJ.P. Morgan Securities LLCBB&T Investment Services, Inc.$15006-19-2013
Stephen Patrick CroakWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.12-17-2012
Christopher Scott WaiteWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.11-30-2012
Craig James BonneyLPL Financial LLCBB&T Investment Services, Inc.$2511-06-2012
Adam Darrin SchwartzJ.P. Morgan Securities LLCBB&T Investment Services, Inc.10-26-2012
Paul Wendell ByerMerrill Lynch, Pierce, Fenner & Smith IncorporatedBB&T Investment Services, Inc.$10001-30-2012
Ronald Stephen PricenorMerrill Lynch, Pierce, Fenner & Smith IncorporatedBB&T Investment Services, Inc.10-18-2010
« Previous Page

Showing 51 to 75 of 75 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.