Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Lee VilaCambridge Investment Research, Inc.Cambridge Investment Research, Inc.01-31-2020
Gary William BoytInternational Assets Advisory, LLCCambridge Investment Research, Inc.12-11-2019
Aaron Walter NiecJMG Financial Group LtdCambridge Investment Research, Inc.10-07-2019
Melissa Rilynn LonerIFP Securities, LLCCambridge Investment Research, Inc.07-17-2019
Daniel Robert QuattlebaumRaymond James & Associates, Inc.Cambridge Investment Research, Inc.09-04-2018
Joseph A. WheelerIndependent Financial PartnersCambridge Investment Research, Inc.07-02-2018
Shreya ModiLincoln InvestmentCambridge Investment Research, Inc.04-24-2018
Paul Daniel MillerFidelity Brokerage Services LLCCambridge Investment Research, Inc.03-12-2018
Michael Joseph TestoniAmeriprise Financial Services, LLCCambridge Investment Research, Inc.10-31-2017
Doug Leslie CoadPruco Securities, LLC.Cambridge Investment Research, Inc.08-15-2017
Randall Gray DanielLPL Financial LLCCambridge Investment Research, Inc.08-08-2017
Michael Claude MarshallBBVA Securities Inc.Cambridge Investment Research, Inc.06-08-2017
Robert Stuart TaylorCommonwealth Financial NetworkCambridge Investment Research, Inc.06-01-2017
Sharmila Gillian EmlingCetera Advisors LLCCambridge Investment Research, Inc.04-03-2017
Anthony Joseph De BellisPruco Securities, LLC.Cambridge Investment Research, Inc.01-13-2017
Raymond John Barnabei Jr.CUNA Brokerage Services, Inc.Cambridge Investment Research, Inc.08-26-2016
Kellie Ann LeeJ.W. Cole Financial, Inc.Cambridge Investment Research, Inc.03-31-2016
Marnie Joan KellerFinancial West GroupCambridge Investment Research, Inc.02-25-2016
Leslie Meredith BowdenLPL Financial LLCCambridge Investment Research, Inc.01-09-2015
Monique Maclosky HeinzNorthwestern Mutual Investment Services, LLCCambridge Investment Research, Inc.04-19-2014
Harold Edward JonesPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.08-27-2012
Sean William ReadingJ.W. Cole Financial, Inc.Cambridge Investment Research, Inc.05-03-2011
Steven James ThrushSummit Brokerage Services, Inc.Cambridge Investment Research, Inc.$1001-31-2014
Shawn Anthony WaltonLPL Financial LLCCambridge Investment Research, Inc.$2501-31-2020
Kevin M. HalifaxPNC InvestmentsCambridge Investment Research, Inc.$2510-16-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.