Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barry L. Moss Sr.Parkland Securities, LLCCapital Analysts$50004-20-2017
Marney Adele SkinnerNYLIFE Securities LLCCapital Analysts$25012-24-2018
Robert M. SeamanCambridge Investment Research, Inc.Capital Analysts$12002-28-2019
Ricky Lawson CarrollGWN Securities Inc.Capital Analysts$10005-13-2019
Gregory Michael CecchiniPrimoris Wealth Advisors, LLCCapital Analysts09-19-2019
Michael Steven TarasUBS Financial Services Inc.Capital Analysts08-30-2019
Rommel David GarciaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCapital Analysts08-21-2019
Ian AguilarB&C Financial AdvisorsCapital Analysts02-07-2019
Brett William OrvietoDakota Wealth, LLCCapital Analysts06-13-2018
Daniel Douglas EtheridgeINVEST Financial CorporationCapital Analysts06-18-2015

Showing 1 to 10 of 10 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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