Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Graeme Edward JacksonLPL Financial LLCCetera Advisor Networks LLC10-19-2018
Michael Anthony LaporteLPL Financial LLCCetera Advisor Networks LLC$5007-24-2018
Laurence Jay EpsteinLPL Financial LLCCetera Advisor Networks LLC06-13-2018
Brian Keith SheyG. A. Repple & CompanyCetera Advisor Networks LLC06-06-2018
Ryan Lee BuckleLPL Financial LLCCetera Advisor Networks LLC07-31-2017
Jonathan Layne HeiseForecast Financial LLCCetera Advisor Networks LLC03-16-2017
Mary Lynnette JonesLPL Financial LLCCetera Advisor Networks LLC$2506-24-2016
Ean LambertWells Fargo Clearing Services, LLCCetera Advisor Networks LLC$10002-19-2016
Eugene Perry Heitman IIHD Vest Investment ServicesCetera Advisor Networks LLC01-26-2016
Helen Marie RossLincoln Financial Securities CorporationCetera Advisor Networks LLC02-11-2015
Edward Albert MajtenyiCalton & Associates, Inc.Cetera Advisor Networks LLC$15008-31-2012
Ronald Wayne JohnsonPlanMember Securities CorporationCetera Advisor Networks LLC08-31-2012
Moses Lacour Jr.Money Concepts Capital CorpCetera Advisor Networks LLC09-02-2011
Jose Juan NievesKovack Securities Inc.Cetera Advisor Networks LLC06-17-2009
Rene Jose Villate-CortesKovack Securities Inc.Cetera Advisor Networks LLC06-17-2009

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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