Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Michael AllenEdward JonesCetera Investment Services LLC$10001-11-2019
Shawn Edward BakerWells Fargo Clearing Services, LLCCetera Investment Services LLC10-08-2018
Gina G FranciscoLPL Financial LLCCetera Investment Services LLC$2508-21-2018
Krist Lee HammargrenPNC InvestmentsCetera Investment Services LLC04-03-2018
Mark Edward RosierLPL Financial LLCCetera Investment Services LLC03-06-2018
John Michael ClementsAllstate Financial Services, LLCCetera Investment Services LLC$2501-16-2018
Stephen K DribuschThrivent Investment Management Inc.Cetera Investment Services LLC11-27-2017
Jennifer Lynn DesmondFifth Third Securities, Inc.Cetera Investment Services LLC10-17-2017
Charlotte Ann RoperCUNA Brokerage Services, Inc.Cetera Investment Services LLC09-28-2017
Urban Cyril Fleming IVLPL Financial LLCCetera Investment Services LLC09-25-2017
Carlos MorloteCitigroup Global Markets Inc.Cetera Investment Services LLC08-29-2017
Mario Alonzo TrevinoNavy Federal Brokerage Services, LLCCetera Investment Services LLC$2507-14-2017
Courtney Michelle KaplanWells Fargo Clearing Services, LLCCetera Investment Services LLC06-30-2017
John Patrick BerkeyBB&T Investment Services, Inc.Cetera Investment Services LLC05-01-2017
Anthony Douglas KelseyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC03-09-2017
Frank A. Perez DelgadoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC12-22-2016
Bradley Paul SchwartzPNC InvestmentsCetera Investment Services LLC10-26-2016
Kenneth Alan ButdorfJ.P. Morgan Securities LLCCetera Investment Services LLC10-24-2016
Derek Edward JergerSymphony Wealth ManagementCetera Investment Services LLC08-15-2016
Leobel Montes De OcaWells Fargo Clearing Services, LLCCetera Investment Services LLC06-15-2016
Laura Michelle MonnettBBVA Securities Inc.Cetera Investment Services LLC06-02-2016
Dawn Marie GanttSunTrust Investment Services, Inc.Cetera Investment Services LLC02-25-2016
Kenneth George RaseSunTrust Investment Services, Inc.Cetera Investment Services LLC$5002-25-2016
Andrew Ross DraluckLPL Financial LLCCetera Investment Services LLC$10002-17-2016
Maida Rosa BlancoEssex National Securities, LLCCetera Investment Services LLC05-01-2015
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Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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