Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander ArrietaWells Fargo Clearing Services, LLCCetera Investment Services LLC05-30-2019
Alfonso Roberto TangherliniCitigroup Global Markets Inc.Cetera Investment Services LLC05-06-2019
Andrew Ross DraluckLPL Financial LLCCetera Investment Services LLC$5002-17-2016
Anthony James LoshComerica SecuritiesCetera Investment Services LLC10-16-2009
Antonio Avelino GarciaCetera Investment Advisers LLCCetera Investment Services LLC03-04-2014
Charles Jefferson JoynerHancock Whitney Investment Services Inc.Cetera Investment Services LLC$5002-08-2012
Christopher Michael AllenEdward JonesCetera Investment Services LLC$10001-11-2019
Daniel Enrique LunaCetera Investment Advisers LLCCetera Investment Services LLC02-13-2014
Derek Edward JergerSymphony Wealth ManagementCetera Investment Services LLC08-15-2016
Frank A. Perez DelgadoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC12-22-2016
Gina G FranciscoLPL Financial LLCCetera Investment Services LLC$2508-21-2018
Heather Lee HubbardCetera Investment Advisers LLCCetera Investment Services LLC03-03-2014
Jennifer Lynn DesmondFifth Third Securities, Inc.Cetera Investment Services LLC10-17-2017
Krist Lee HammargrenPNC InvestmentsCetera Investment Services LLC04-03-2018
Leobel Montes De OcaWells Fargo Clearing Services, LLCCetera Investment Services LLC06-15-2016
Luis Angel Munoz Jr.Wells Fargo Clearing Services, LLCCetera Investment Services LLC06-07-2019
Mario Alonzo TrevinoNavy Federal Brokerage Services, LLCCetera Investment Services LLC$2507-14-2017
Mark David KeitelCetera Investment Advisers LLCCetera Investment Services LLC02-13-2014
Mark Edward RosierLPL Financial LLCCetera Investment Services LLC03-06-2018
Martin Dennis Ian BarinagaJ.W. Cole Advisors, Inc.Cetera Investment Services LLC01-05-2009
Matthew V. GoldSummit Brokerage Services, Inc.Cetera Investment Services LLC10-11-2018
Michael WeitmanMorgan StanleyCetera Investment Services LLC$2505-06-2011
Monica Lea ShermanHancock Whitney Investment Services Inc.Cetera Investment Services LLC02-08-2012
Shawn Edward BakerWells Fargo Clearing Services, LLCCetera Investment Services LLC10-08-2018
Stephen Patrick O'ReillyCetera Investment Advisers LLCCetera Investment Services LLC06-30-2014
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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