Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paula Milena CabezasHSBC Securities (USA) Inc.Chase Investment Services Corp.11-15-2012
Pastor Fuster Jr.Wells Fargo Clearing Services, LLCChase Investment Services Corp.09-21-2012
Alvaro Jesus SuarezWells Fargo Clearing Services, LLCChase Investment Services Corp.09-14-2012
William McconvillePNC InvestmentsChase Investment Services Corp.09-14-2012
Kevin D QuesadaWells Fargo Clearing Services, LLCChase Investment Services Corp.08-27-2012
Nicholas BarulicMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.08-27-2012
Tracy Lynn FusilloFifth Third Securities, Inc.Chase Investment Services Corp.$5008-21-2012
Krystian MorenoAmeriprise Financial Services, Inc.Chase Investment Services Corp.08-09-2012
Maria Teresa Sforza-GoodisAXA Advisors, LLCChase Investment Services Corp.08-03-2012
Jordan Michael AlhadeffWells Fargo Clearing Services, LLCChase Investment Services Corp.08-02-2012
Claudia AranibarMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.$2507-30-2012
Andrew RaskinWells Fargo Clearing Services, LLCChase Investment Services Corp.07-19-2012
Alfredo Daniel VerasteguiHSBC Securities (USA) Inc.Chase Investment Services Corp.06-15-2012
Jorge Ivan PereiraSunTrust Investment Services, Inc.Chase Investment Services Corp.06-15-2012
Gustavo Lorenzo MarteloSunTrust Investment Services, Inc.Chase Investment Services Corp.06-12-2012
Jorge O OrtegaWells Fargo Clearing Services, LLCChase Investment Services Corp.06-07-2012
William Roberts BonatiPNC InvestmentsChase Investment Services Corp.06-01-2012
Richard Alan Desimone Jr.Northwestern Mutual Investment Services, LLCChase Investment Services Corp.05-25-2012
Erik D YakerCitigroup Global Markets Inc.Chase Investment Services Corp.05-22-2012
Mayra AlvarezMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.05-21-2012
Norman Javier SandinoSunTrust Investment Services, Inc.Chase Investment Services Corp.$105-16-2012
Erik Charles AlexanderSunTrust Investment Services, Inc.Chase Investment Services Corp.05-15-2012
Lorraine Peters StevensSunTrust Investment Services, Inc.Chase Investment Services Corp.$5005-08-2012
Eduardo Roberto Gonzalez Jr.Wells Fargo Clearing Services, LLCChase Investment Services Corp.04-24-2012
Javier Jose SuarezWells Fargo Clearing Services, LLCChase Investment Services Corp.04-16-2012
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Showing 1 to 25 of 83 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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