Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marc Lyndon JohnsonJ.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
Ronald L JavateJ.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
Anette Theresa LynJ.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
Martin Jeffrey BryersJ.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
Michael Lopes CardozoJ.P. Morgan Securities LLCChase Investment Services Corp.$2510-01-2012
Leonardo Vic AlavaJ.P. Morgan Securities LLCChase Investment Services Corp.$2510-01-2012
Jason Raymond RossJ.P. Morgan Securities LLCChase Investment Services Corp.$1010-01-2012
Ramon Luis JorgeJ.P. Morgan Securities LLCChase Investment Services Corp.$1010-01-2012
Ronald W. Wenang Jr.J.P. Morgan Securities LLCChase Investment Services Corp.$1010-01-2012
Julio E BarrosJ.P. Morgan Securities LLCChase Investment Services Corp.$1010-01-2012
Peter Wilhelm KuylenstiernaJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Walter Scott ChandlerJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Claire Elizabeth HolmesJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Fernando Enrique LervoldJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Paula Kay EarllJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Gemma Forrest SanchezJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Robert Anthony NicolettiJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Joseph C. Sing PoJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Darick MetriusJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Omar Alberto Warren Sr.J.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Pamela Chen BennettJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Luc-Bernard MuratJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Nestor M MirandaJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
David Michael KorteJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
David Michael Evans Jr.J.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Next Page »

Showing 1 to 25 of 163 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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