Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Neil Brian GreenbergInvestacorp, Inc.Chase Investment Services Corp.05-11-2009
Joseph Albert Moseley IIIWells Fargo Clearing Services, LLCChase Investment Services Corp.04-01-2010
Marcos A BaruffiCitigroup Global Markets Inc.Chase Investment Services Corp.05-01-2010
Milton Aponte IIWells Fargo Clearing Services, LLCChase Investment Services Corp.06-04-2010
Jack Jun XieWells Fargo Clearing Services, LLCChase Investment Services Corp.11-02-2010
Michael David BarkerAmeriprise Financial Services, Inc.Chase Investment Services Corp.01-04-2011
Samuel IzaguirreLPL Financial LLCChase Investment Services Corp.02-01-2011
Peggy Ann KelleherMorgan StanleyChase Investment Services Corp.03-25-2011
Richard Stanislaus RoutieAmeriprise Financial Services, Inc.Chase Investment Services Corp.05-20-2011
Humberto Jesus BoganiJ.P. Morgan Securities LLCChase Investment Services Corp.07-08-2011
David Mark KustraWells Fargo Clearing Services, LLCChase Investment Services Corp.09-21-2011
Timothy Alexander KoerperWells Fargo Clearing Services, LLCChase Investment Services Corp.09-30-2011
Cesar R OteroMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.10-03-2011
Matthew Allen JoyMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.10-03-2011
Jason James AyarsWells Fargo Clearing Services, LLCChase Investment Services Corp.10-20-2011
Mark Matthews Simmons IIWells Fargo Clearing Services, LLCChase Investment Services Corp.11-04-2011
Maria Antonia Silva-HoyosWells Fargo Clearing Services, LLCChase Investment Services Corp.02-07-2012
Juan A. MijaresWells Fargo Clearing Services, LLCChase Investment Services Corp.04-10-2012
Norman Javier SandinoSunTrust Investment Services, Inc.Chase Investment Services Corp.05-16-2012
Claudia AranibarMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.07-30-2012
Marc Lyndon JohnsonJ.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
Ronald L JavateJ.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
Anette Theresa LynJ.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
Martin Jeffrey BryersJ.P. Morgan Securities LLCChase Investment Services Corp.$5010-01-2012
Michael Lopes CardozoJ.P. Morgan Securities LLCChase Investment Services Corp.$2510-01-2012
Next Page »

Showing 1 to 25 of 163 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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