Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Neil Brian GreenbergInvestacorp, Inc.Chase Investment Services Corp.05-11-2009
Timothy L. ParkerUSAA Financial Advisors, Inc.Chase Investment Services Corp.11-02-2009
Jason Edgar HollandPNC InvestmentsChase Investment Services Corp.12-15-2009
Lino M GutierrezPNC InvestmentsChase Investment Services Corp.03-29-2010
Joseph Albert Moseley IIIWells Fargo Clearing Services, LLCChase Investment Services Corp.04-01-2010
Marcos A BaruffiCitigroup Global Markets Inc.Chase Investment Services Corp.05-01-2010
Sherena Shelly-Ann WintChase Investment Services Corp.Chase Investment Services Corp.05-01-2010
Milton Aponte IIWells Fargo Clearing Services, LLCChase Investment Services Corp.06-04-2010
Luis Mauricio FernandezCitigroup Global Markets Inc.Chase Investment Services Corp.07-15-2010
Nino MigoyaMorgan StanleyChase Investment Services Corp.07-20-2010
Jorge Alberto ArangurenWells Fargo Clearing Services, LLCChase Investment Services Corp.08-04-2010
Rodrigo Dutra CarvalhoItau International Securities Inc.Chase Investment Services Corp.08-12-2010
Oscar M. GonzalezSunTrust Investment Services, Inc.Chase Investment Services Corp.08-26-2010
Alberto ValdesWells Fargo Clearing Services, LLCChase Investment Services Corp.09-03-2010
Juan Carlos PerezLPL Financial LLCChase Investment Services Corp.10-07-2010
Alex Manuel NegronTD Ameritrade, Inc.Chase Investment Services Corp.10-08-2010
Veronica V BaladyWells Fargo Clearing Services, LLCChase Investment Services Corp.10-15-2010
Pedro Jose EscobarSunTrust Investment Services, Inc.Chase Investment Services Corp.$10010-19-2010
Jack Jun XieWells Fargo Clearing Services, LLCChase Investment Services Corp.11-02-2010
Eric David SchneiderPNC InvestmentsChase Investment Services Corp.11-09-2010
Travis Lee RamseyMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.11-29-2010
Michael David BarkerAmeriprise Financial Services, LLCChase Investment Services Corp.01-04-2011
Samuel IzaguirreLPL Financial LLCChase Investment Services Corp.02-01-2011
Glenn Howard KarantSunTrust Investment Services, Inc.Chase Investment Services Corp.02-15-2011
Joseph A. PalletLPL Financial LLCChase Investment Services Corp.02-16-2011
Next Page »

Showing 1 to 25 of 87 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.