Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alberto ValdesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Chase Investment Services Corp.09-03-2010
Alfonso Gustavo GuerreroMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.10-03-2011
Alfredo Daniel VerasteguiHSBC Securities (USA) Inc.Chase Investment Services Corp.06-15-2012
Alvaro Jesus SuarezWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Chase Investment Services Corp.09-14-2012
Andrew R WilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.09-19-2011
Andrew RaskinWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Chase Investment Services Corp.$10007-19-2012
Brenda Patricia CatugnoInvestacorp, Inc.Chase Investment Services Corp.$25008-03-2012
Carlos Alvarez IIIWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Chase Investment Services Corp.01-11-2012
Cesar R OteroMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.$25010-03-2011
Chris Salvador CaliaMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.10-03-2011
Claudia AranibarMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.$25007-30-2012
David Mark KustraWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Chase Investment Services Corp.09-21-2011
Eduardo Roberto Gonzalez Jr.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Chase Investment Services Corp.04-24-2012
Eric David SchneiderPNC InvestmentsChase Investment Services Corp.11-09-2010
Erik Charles AlexanderSunTrust Investment Services, Inc.Chase Investment Services Corp.05-15-2012
Erik D YakerCitigroup Global Markets Inc.Chase Investment Services Corp.05-22-2012
Erik GonzalezMorgan StanleyChase Investment Services Corp.08-18-2011
Frankie GonzalezWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Chase Investment Services Corp.10-21-2011
Glenn Howard KarantSunTrust Investment Services, Inc.Chase Investment Services Corp.02-15-2011
Gustavo Lorenzo MarteloSunTrust Investment Services, Inc.Chase Investment Services Corp.06-12-2012
Heather Elizabeth BuckridgeGirard Securities, Inc.Chase Investment Services Corp.10-18-2011
Hugh Washington Brown Jr.Morgan StanleyChase Investment Services Corp.$10012-01-2011
Jack Jun XieWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Chase Investment Services Corp.$25011-02-2010
Jason Edgar HollandPNC InvestmentsChase Investment Services Corp.12-15-2009
Jason James AyarsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Chase Investment Services Corp.$10010-20-2011
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Showing 1 to 25 of 82 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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