Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Deidre Mae FernaldLincoln InvestmentCitigroup Global Markets Inc.$2507-21-2020
Leslie Michaela BavaroAmerant Investments, Inc.Citigroup Global Markets Inc.01-28-2020
Anamelina Rios PerezRaymond James & Associates, Inc.Citigroup Global Markets Inc.11-19-2019
Michael Howard BaldwinJefferies LLCCitigroup Global Markets Inc.$5010-23-2019
Sandra Benain McKoyKovack Securities Inc.Citigroup Global Markets Inc.09-20-2019
Carmen C. Diaz AcevedoJ.P. Morgan Securities LLCCitigroup Global Markets Inc.08-29-2019
Bonnie SalusSynovus Securities, Inc.Citigroup Global Markets Inc.08-19-2019
Rodrigo Rabello MottaBAC Florida InvestmentsCitigroup Global Markets Inc.08-13-2019
Anibal AlvaradoWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.08-06-2019
Miguel E. GonzalezAdvisory Investor Services LLCCitigroup Global Markets Inc.08-01-2019
Javier Enrique MondragonHSBC Securities (USA) Inc.Citigroup Global Markets Inc.06-17-2019
Carlos Javier GonzalezKovack International Wealth Management, Inc.Citigroup Global Markets Inc.04-24-2019
Daniel Menachem SeghiInfinex Investments, Inc.Citigroup Global Markets Inc.$15012-04-2018
Fabio Lazaro FilgueirasAegis Capital Corp.Citigroup Global Markets Inc.12-03-2018
Carlos MorloteWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2511-14-2018
Carlos Nicolas Martin-DonadioBAC Florida InvestmentsCitigroup Global Markets Inc.10-17-2018
Martha Ivette RodriguezMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-05-2018
Matthew James JohnsonAviance Capital Partners LLCCitigroup Global Markets Inc.02-01-2018
David Felipe HernandezWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-05-2018
Croft Anderson MeekerWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.08-25-2017
Ryan G. MitchellWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.04-28-2017
Marc Anthony MorellWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.10-05-2016
Christopher Murrle-PhilippsenWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.09-30-2016
Carlos O. Saitcevsky GuerreroWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.09-30-2016
Alejandro TrianaWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.09-30-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.