Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Martha Ivette RodriguezMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-05-2018
David Felipe HernandezWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-05-2018
Croft Anderson MeekerWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.08-25-2017
Alejandro TrianaWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.09-30-2016
Christopher Murrle-PhilippsenWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2509-30-2016
Daniel Godfrey KewLPL Financial LLCCitigroup Global Markets Inc.09-30-2016
Ernesto Jose BrunaChronos Capital Advisors LLCCitigroup Global Markets Inc.05-20-2016
Patricio FilippiChronos Capital Advisors LLCCitigroup Global Markets Inc.05-20-2016
Rafael I MontillaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-19-2016
FRANCIS XAVIER SCHIAVETTIAegis Capital Corp.Citigroup Global Markets Inc.03-04-2016
Maria A FernandezBolton Global CapitalCitigroup Global Markets Inc.11-02-2015
Nancy Marie PetersonBolton Global CapitalCitigroup Global Markets Inc.$10010-22-2015
Sandra MahechaHSBC Securities (USA) Inc.Citigroup Global Markets Inc.04-22-2015
Assunta Carmela MennitiWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-13-2015
Katharine Ponce OronaJ.P. Morgan Securities LLCCitigroup Global Markets Inc.11-06-2014
Fabrizio Gerardo SanchezLPL Financial LLCCitigroup Global Markets Inc.$5010-29-2014
Rocio Mayela OrtegaWE Family OfficesCitigroup Global Markets Inc.09-15-2014
Claudia Jeannette CarrionSunTrust Investment Services, Inc.Citigroup Global Markets Inc.08-27-2014
Todd James DevinWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15008-04-2014
Marisel VelezVectorGlobal WMGCitigroup Global Markets Inc.07-23-2014
Eduardo Calixto RizoLPL Financial LLCCitigroup Global Markets Inc.$106-16-2014
Lynn Frances PadroAXA Advisors, LLCCitigroup Global Markets Inc.04-01-2014
Sherrie Lynn StalzerJ.P. Morgan Securities LLCCitigroup Global Markets Inc.08-23-2013
Daniel BatistaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.06-20-2013
Ken TanakaWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.05-09-2013
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Showing 1 to 25 of 159 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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