Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Robert FuhrmanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$10001-02-2009
Bruce Howard EisenbergWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$10001-05-2009
Mario Antonio SolorzanoCredit Suisse Securities (USA) LLCCitigroup Global Markets Inc.01-05-2009
Stanley Diane DionneMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-06-2009
Richard William Walesch Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10001-09-2009
John Owen RiggleUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-09-2009
Verlin Kim HeimanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$25001-09-2009
Steven LevinWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$25001-09-2009
Joseph Stuart MyersRaymond James Financial Services Advisors, IncCitigroup Global Markets Inc.01-12-2009
Robert Wade Sanders IIIWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.01-15-2009
Cesar Augusto AranaAsd Financial Services CorpCitigroup Global Markets Inc.01-15-2009
Jerome Dennis RobbinsMoors & Cabot, Inc.Citigroup Global Markets Inc.$10001-16-2009
Charles Ray NorrisH&R Block Financial Advisors, Inc.Citigroup Global Markets Inc.$10001-16-2009
David Louis BurgWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$15001-16-2009
Adrian LorenzoWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$55001-16-2009
Richard Carlton Schneider Jr.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$50001-22-2009
Donald James PaulRaymond James Financial Services Advisors, IncCitigroup Global Markets Inc.01-22-2009
Sonja Davis WaleschWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$10001-23-2009
Karen Lynne DavisWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$10001-30-2009
Sandra Mae CutcliffeH&R Block Financial Advisors, Inc.Citigroup Global Markets Inc.$25001-30-2009
Neil Paul TagarasWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$25001-30-2009
Faine Paula BeckermanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$50001-30-2009
Joshua A VilardiWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.01-30-2009
Patrick Joseph BuffaRBC Capital Markets, LLCCitigroup Global Markets Inc.$25002-02-2009
Yanick Renee Kolbjornsen MidyetteHSBC Securities (USA) Inc.Citigroup Global Markets Inc.02-02-2009
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Showing 1 to 25 of 202 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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