Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Felipe HernandezWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-05-2018
Croft Anderson MeekerWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.08-25-2017
Christopher Murrle-PhilippsenWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.09-30-2016
Alejandro TrianaWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.09-30-2016
Assunta Carmela MennitiWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-13-2015
Basma S. ShaikhaleidWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.04-29-2013
Marivi RodriguezWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-15-2010
Daniel Todd TompkinsWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.12-03-2009
William B BravatoWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.04-17-2009
Kerry HainesWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-20-2009
Mark Allan LuxenburgWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-20-2009
Thomas David PeckWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-19-2009
Clinton George TigheWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-19-2009
Sonja Davis WaleschWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-23-2009
Adrian LorenzoWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-16-2009
Robert Wade Sanders IIIWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-15-2009
Bruce George GreenleesWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5003-30-2009
Jiles Ellsworth Kirkland Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5003-04-2009
Edward Joseph AielloWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5002-27-2009
Gary Douglas GrublWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5002-27-2009
Richard Carlton Schneider Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5001-22-2009
Wallace Jeannine FryWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10004-09-2009
Harvey Paul RoseWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10004-03-2009
Robert Alexander Broome IIIWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10002-19-2009
Bruce Howard EisenbergWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10001-05-2009
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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