Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joe Faulk Kingsview Asset ManagementEdward Jones$3507-11-2019
Frank Christopher SardoSunTrust Investment Services, Inc.Edward Jones$15003-28-2019
Doris Wynnette CheekThrivent Investment Management Inc.Edward Jones$2503-27-2019
Jason Abel JonesCetera Advisors LLCEdward Jones02-22-2019
Mounir I. GhalyLPL Financial LLCEdward Jones02-22-2019
Chad Anthony SafierMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-18-2018
Trevor Yulee CameronPNC InvestmentsEdward Jones$15012-06-2018
Arthur Richard LewisPruco Securities, LLC.Edward Jones$110-09-2018
Patrick Wayne NorrisThrivent Investment Management Inc.Edward Jones09-25-2018
Jo Ellen MooreThrivent Investment Management Inc.Edward Jones06-19-2018
Jillian Drew KennedyThrivent Investment Management Inc.Edward Jones05-16-2018
Dan KarlsbergKovack Securities Inc.Edward Jones04-11-2018
Brian Louis WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-09-2018
Cody Tyler DanielsWells Fargo Clearing Services, LLCEdward Jones$5003-12-2018
Jamel GordonRaymond James Financial Services, Inc.Edward Jones$5003-02-2018
Anton Francis LohnMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-22-2018
Gregory Michael SmithRaymond James Financial Services, Inc.Edward Jones$2501-05-2018
Jeannier Antonio OliveiraCetera Investment Services LLCEdward Jones01-05-2018
Stephen Thomas TavanoPruco Securities, LLC.Edward Jones$112-12-2017
Victoria Anne TroccoliAmeriprise Financial Services, Inc.Edward Jones12-06-2017
Scott Michael DiehlSequoia Financial Advisors, L.L.C.Edward Jones10-19-2017
Lj J KnollJanney Montgomery Scott LLCEdward Jones$15008-25-2017
Walter HavelVALIC Financial Advisors, Inc.Edward Jones08-07-2017
RAFAEL CABALMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-20-2017
David Wayne RiffeMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-06-2017
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Showing 1 to 25 of 286 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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