Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul E. LowreyLPL Financial LLCEdward Jones$25001-05-2009
Curtis Wayne ChambersLPL Financial LLCEdward Jones$50003-13-2009
Walter J HielLPL Financial LLCEdward Jones$25004-27-2009
Joe William FaulkLPL Financial LLCEdward Jones$10006-26-2009
John J MurrayLPL Financial LLCEdward Jones$25007-16-2010
Christopher Craig Thurow IILPL Financial LLCEdward Jones08-12-2010
William Jackson ArnoldLPL Financial LLCEdward Jones$10008-16-2010
Ignacio E MorrellLPL Financial LLCEdward Jones$10009-20-2010
Huy Quoc HoangLPL Financial LLCEdward Jones$25009-24-2010
Eric John BeerenssonLPL Financial LLCEdward Jones$25010-20-2010
Kara Purcell WilliamsLPL Financial LLCEdward Jones$10010-29-2010
Paula B NuxolLPL Financial LLCEdward Jones$10012-03-2010
Kimberly Renee StewartLPL Financial LLCEdward Jones$25012-03-2010
Thomas Michael BarnhornLPL Financial LLCEdward Jones$10002-28-2011
Vickie Lynn LacroixLPL Financial LLCEdward Jones03-07-2011
Faith Ellen MartinLPL Financial LLCEdward Jones$10003-28-2011
Dianne Leslie SentnerLPL Financial LLCEdward Jones$10003-31-2011
William Thomas SmithLPL Financial LLCEdward Jones$25006-22-2011
Ronnie Lee Stoots Jr.LPL Financial LLCEdward Jones09-08-2011
Gary Bruce RomeLPL Financial LLCEdward Jones$25010-12-2011
Joseph CapporelliLPL Financial LLCEdward Jones$25011-28-2011
Manuel Ricardo AliceaLPL Financial LLCEdward Jones$25003-30-2012
David Christian HarpoolLPL Financial LLCEdward Jones$50005-17-2012
Maria Los Milagros De TorchettiLPL Financial LLCEdward Jones$10005-29-2012
Chad Everett ClarkLPL Financial LLCEdward Jones$25012-03-2012
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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