Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kelley Patricia SullivanMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-11-2020
Michael Anthony VegaMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-11-2020
Tyler Weekley TolesMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-25-2020
Shannon Noel ScottMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones02-13-2020
Victoria RimpseyMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-17-2019
Ronnie OatsMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-24-2019
Antje ZgrzebskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-13-2019
Henry Lee CliftonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-19-2019
FRANK Sterling MILES IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-08-2019
Chad Anthony SafierMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-18-2018
Brian Louis WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-09-2018
Oraine Andrew MundaMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-29-2016
Carina Luisa GerscovichMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones02-25-2016
Stephen Joseph CuneoMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones02-08-2016
Mynor Enrique MejiaMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-16-2015
Kristine Diane FeilMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-10-2014
Carroll S BakerMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$10012-10-2012
Michael Todd PennyMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$2504-20-2012
Shannon Michelle NickelMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-20-2012
Joseph D RinchackMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-21-2011
Jeffrey D SeiverthMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones05-23-2011
Bradford C PriceMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-18-2011
Jamie Bryan CalkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$5009-10-2010

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.