Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Scott Montgomery IICharles Schwab & Co., Inc.Fidelity Brokerage Services LLC06-22-2016
Charles James Wicke JrCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC08-17-2015
Erin Elizabeth ChamberlainDeutsche Bank Securities Inc.Fidelity Brokerage Services LLC07-27-2020
Cassandra Michelle SmalleyDoyle Wealth Management, Inc.Fidelity Brokerage Services LLC07-30-2012
Jeffrey Thomas RadkeE*TRADE Securities LLCFidelity Brokerage Services LLC08-02-2019
Demel I GonzalezHeartwood Financial ServicesFidelity Brokerage Services LLC06-01-2012
Brian HickeyJ.P. Morgan Securities LLCFidelity Brokerage Services LLC09-26-2016
Evan Kyle CarterLPL Financial LLCFidelity Brokerage Services LLC07-26-2017
Valerie Jean HeinemanLPL Financial LLCFidelity Brokerage Services LLC$5003-18-2013
Scott M Kilduff JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC04-14-2020
Danni ThompsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC11-26-2019
Jannette-Marie Phillips HagerMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC11-01-2019
Donna Marie GoraMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC07-25-2019
Joel Ross MinnichMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC08-15-2018
Ryan James BrownMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC07-10-2018
Maurice Devon KelleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC06-12-2018
Jacob LucasMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC06-04-2018
Sean FortenberryMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC11-21-2017
Andrew Thomas KlanjacMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC10-20-2017
Corey William JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC10-04-2017
John Patrick MorrisseyMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC09-26-2017
Christopher Kyle NeeseMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC08-14-2017
Hayes SperryMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC07-27-2017
Derek AndrewsMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC05-15-2017
Prescott Bevier RoweMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC04-21-2017
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Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.