Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tyler Wade StephenLPL Financial LLCFifth Third Securities, Inc.09-07-2018
Lauri Kim HoweWells Fargo Clearing Services, LLCFifth Third Securities, Inc.$107-16-2018
Susan Sandra CruzMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.$1002-27-2018
Jairo SotomayorMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.07-25-2017
Gina Ann PalanziWells Fargo Clearing Services, LLCFifth Third Securities, Inc.$5005-11-2017
Benjamin Kent JehlMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.03-28-2017
Nathan Robert StoutSynovus Securities, Inc.Fifth Third Securities, Inc.02-13-2017
Jon Kyle WilliamsWells Fargo Clearing Services, LLCFifth Third Securities, Inc.$102-08-2017
Donald Michael JankowskiAllstate Financial Services, LLCFifth Third Securities, Inc.$6511-09-2016
Orlando RiveraWells Fargo Clearing Services, LLCFifth Third Securities, Inc.11-08-2016
Theodore Duncan McmorroughProEquities, Inc.Fifth Third Securities, Inc.10-03-2016
Edward S. DardenPNC InvestmentsFifth Third Securities, Inc.08-23-2016
Edward PalaciosPNC InvestmentsFifth Third Securities, Inc.$108-18-2016
Sean Brenden CallejaVALIC Financial Advisors, Inc.Fifth Third Securities, Inc.05-23-2016
Corbyn Lucas HightowerWells Fargo Advisors Financial Network, LLCFifth Third Securities, Inc.05-20-2016
Foster Pryor RheinWells Fargo Clearing Services, LLCFifth Third Securities, Inc.05-19-2016
Jose Alberto MataNYLIFE Securities LLCFifth Third Securities, Inc.05-19-2016
Christopher James AndrewsWells Fargo Clearing Services, LLCFifth Third Securities, Inc.04-29-2016
Renee Marie MaloneySunTrust Investment Services, Inc.Fifth Third Securities, Inc.$5004-15-2016
James Nathan BlackburnPlatinum Wealth PartnersFifth Third Securities, Inc.11-09-2015
Adamo Stephen CalistriWells Fargo Clearing Services, LLCFifth Third Securities, Inc.10-26-2015
Nicholas BarulicBBVA Securities Inc.Fifth Third Securities, Inc.10-08-2015
Hina SanghviMorgan StanleyFifth Third Securities, Inc.08-28-2015
Jeffrey Francis SmithSunTrust Investment Services, Inc.Fifth Third Securities, Inc.08-17-2015
Robert James ThwaitesSunTrust Investment Services, Inc.Fifth Third Securities, Inc.$5008-03-2015
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Showing 1 to 25 of 91 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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